UNITED STATES FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or |
OMB APPROVAL |
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OMB Number: 3235-0101 |
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SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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WORK LOCATION |
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1 (a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO.61-0647538 |
(c) S.E.C. FILE NO.1-5975 |
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1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 500 West Main Street Louisville KY 40202 |
(e) TELEPHONE |
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AREA CODE |
NUMBER |
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2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES |
(b) IRS IDENT. NO.N/A |
(c) RELATIONSHIP TOISSUER Senior Vice President & Chief Service & Information Officer |
(d) ADDRESS STREET CITY STATE ZIP CODE500 W. Main Street Louisville KY 40202 |
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INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. identification Number and the S.E.C. File Number |
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3 (a) Title of the Class of Securities |
(b) Name and Address of Each Broker Through Whom the Securities Are To Be Offered or Each Market Maker who is Acquiring the Securities |
SEC USE ONLY |
(c) Number of Shares |
(d) Aggregate |
(e) Number of Shares |
(f) Approximate Date of Sale |
(g) Name of Each |
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Broker-Dealer |
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Common |
Fifth Third Bank |
4,700 |
$276,196 |
166,826,334 |
March 23, 2007 |
NYSE |
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INSTRUCTIONS: |
3. (a) Title of the class of securities to be sold |
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2. (a) Name of person for whose account the securities are to be sold |
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Potential persons who are to respond to the collection of information contained in this form are not |
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SEC 1147 (01-07) |
TABLE I - SECURITIES TO BE SOLD and with respect to the payment of all or any part of the purchase price or other consideration therefor. |
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Title of |
Date you |
Nature of Acquisition Transaction |
Name of the Person from Whom Acquired |
Amount of |
Date of |
Nature of Payment |
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Common |
3/23/07 |
Stock Option Exercise |
Issuer |
4,700 |
3/23/07(1) |
Cash |
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INSTRUCTIONS: |
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. |
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TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS (1) |
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Amount of |
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Bruce J. Goodman |
Common |
2/7/07 03/15/07 3/19/07 |
15,195 10,000 15,000 |
$926,895 $590,000 $887,109 |
REMARKS: (1) Will receive date of exercise. |
INSTRUCTIONS: |
ATTENTION: |
See the definition of "person" in paragraph (a) 9 of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the issuer of the securities to be sold which has not been publicly disclosed. |
3/23/07 |
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DATE OF NOTICE |
(SIGNATURE) |
This notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |
SEC 1147 (01/04) |