SECURITIES AND EXCHANGE COMMISSION
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
May 24, 2004
(Date of Report; Date of Earliest Event Reported)
AXT, INC.
Delaware
(State or other jurisdiction of incorporation)
| 000-24085 (Commission File Number) |
94-3031310 (IRS Employer Identification No.) |
| 4281 Technology Drive, Fremont, California (address of principal executive offices) |
94538 (Zip Code) |
(510) 683-5900
(Registrant’s telephone number, including area code)
| Item 12. REGULATION FD DISCLOSURE | ||||||||
| Item 7. FINANCIAL STATEMENTS AND EXHIBITS | ||||||||
| SIGNATURES | ||||||||
| EXHIBIT INDEX | ||||||||
| EXHIBIT 99.1 | ||||||||
Item 12. REGULATION FD DISCLOSURE
| 12.1 | In accordance with Release 33-8216, the information contained herein and in the accompanying exhibit is being furnished under Item 12. This information shall not be deemed “filed” for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. | |||
| Attached hereto as exhibit 99.1 and incorporated by reference herein is financial information for AXT, Inc. for the quarter ended March 31, 2004 and forward-looking statements relating to the quarter ending June 30, 2004 as presented in a press release of May 24, 2004. | ||||
Item 7. FINANCIAL STATEMENTS AND EXHIBITS
| ( c ) Exhibits |
| 99.1 | Financial information for AXT, Inc. for the quarter ended March 31, 2004 and forward-looking statements relating to the quarter ending June 30, 2004 as presented in a press release of May 24, 2004. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| AXT, INC. | |||||
Date: May 24, 2004
|
By: | /s/ Donald L. Tatzin | |||
| Donald L. Tatzin Interim Chief Executive Officer |
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