UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM U-3A-2
STATEMENT BY HOLDING COMPANY CLAIMING EXEMPTION UNDER RULE U-
3A-2 FROM THE PROVISIONS OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Dynegy Inc. hereby files with the Securities and Exchange Commission,
pursuant to Rule 2, its statement claiming exemption pursuant to Rule 2 from the
provisions of the Public Utility Holding Company Act of 1935 (the "ACT"), except
section 9(a)(2) of the Act, by operation of section 3(a)(1) of the Act, 15
U.S.C. ss. 79c(a)(1), and submits the following information:
1. Name, state of organization, location, nature of business of Claimant
and every subsidiary thereof, other than any exempt wholesale generator
(EWG) or foreign utility company in which Claimant directly or
indirectly holds an interest.
See attached Appendix I.
2. A brief description of the properties of Claimant and each of its
subsidiary public utility companies used for the generation,
transmission, and distribution of electric energy for sale, or for the
production, transmission, and distribution of natural or manufactured
gas, indicating the location of principal generating plants,
transmission lines, producing fields, gas manufacturing plants, and
electric and gas distribution facilities, including all such properties
which are outside the State in which Claimant and its subsidiaries are
organized and all transmission or pipelines which deliver or receive
electric energy or gas at the borders of the State.
Claimant
Claimant, through its wholly owned subsidiary Illinova Corporation, an
Illinois corporation and a public utility holding company ("ILLINOVA"), owns
public utility companies or public utility assets as defined under the Act. All
of Claimant's activities as a holding company as defined within section 2(a)(7)
of the Act pertain to Illinois public utility operations -- the public utility
operations conducted by a subsidiary of Illinova pursuant to its exemption under
section 3(a)(1) of the Act. All of Claimant's public utility assets are located
in the State of Illinois. Claimant also owns various non-public utility
generating facilities, including some facilities located in the State of
Illinois, the electric energy generated by which generally is sold pursuant to
third-party contracts or otherwise into the wholesale market.
Illinova
Illinova, through one of its subsidiaries, owns public utility
companies or public utility assets as defined under the Act. Illinova is exempt
from all provisions of the Act except section 9(a)(2) by virtue of section
3(a)(1) of the Act. Illinova and the public utility subsidiary company from
which it derived a material part of its income in the calendar year 2002 are
predominantly
intrastate in character and conduct their business substantially within the
State of Illinois; Illinova Corporation, HCAR No. 8305 (May 18, 1994) (approving
formation of Illinova and exemption under section 3(a)(1) of the Act). All of
Illinova's public utility assets are located in the State of Illinois.
One wholly owned subsidiary of Illinova operated as a public utility
company or owned public utility assets during all or part of the calendar year
2002 -- Illinois Power Company, an Illinois corporation ("ILLINOIS POWER").
Illinois Power is a wholly owned subsidiary of Illinova. Illinois Power
is an electric and natural gas public utility company that owns electric
generation, transmission and distribution facilities and natural gas
distribution facilities located in the State of Illinois. Illinois Power
provides retail electric service and retail natural gas service to customers
located throughout Illinois. Illinois Power's retail operations are subject to
the jurisdiction of the Illinois Commerce Commission and its wholesale sales of
electricity are subject to the jurisdiction of the Federal Energy Regulatory
Commission. Illinois Power also owns approximately 1,672 miles of transmission
facilities located in the State of Illinois. These facilities are interconnected
with several electrical utility companies in the midwestern region of the United
States. Illinois Power has previously announced an agreement to sell these
transmission facilities, subject to receipt of required regulatory approvals
(including approvals from the SEC under the Act and from the FERC) and other
closing conditions. Illinois Power also owns a fifty percent (50%) interest in
three diesel combustion turbines with a combined net capacity of 5.25 MW located
in Bloomington, Illinois. These three turbines are occasionally utilized for
peaking power by Illinois Power.
3. The following information for the last calendar year with respect to
Claimant and each of its subsidiary public utility companies.
(a) Number of Kwh. of electric energy sold (at retail or wholesale),
and Mcf. of natural or manufactured gas distributed at retail.
Illinois Power had electric energy sales (at retail or wholesale)
of approximately 19,144,000,000 Kwh and distributed approximately
54,000,000 Mcf. of natural gas at retail.
(b) Number of Kwh. of electric energy and Mcf. of natural or
manufactured gas distributed at retail outside the state in which
each such company is organized.
Illinois Power did not distribute electrical energy or natural or
manufactured gas at retail outside the State of Illinois.
(c) Number of Kwh. of electric energy and Mcf. of natural or
manufactured gas sold at wholesale outside the state in which
each such company is organized or at the state line.
Illinois Power sold approximately 1,403,751 Kwh of electric
energy at wholesale outside the State of Illinois. Illinois Power
had no sales of natural or manufactured gas at wholesale outside
the State of Illinois.
2
(d) Number of Kwh. of electric energy and Mcf. of natural or
manufactured gas purchased at wholesale outside the state in
which each such company is organized or at the state line.
Illinois Power purchased approximately 1,637,021,865 Kwh of
electric energy at wholesale outside the State of Illinois.
Illinois Power purchased approximately 48,901,000 Mcf of natural
or manufactured gas at wholesale outside the State of Illinois.
4. The following information for the reporting period with respect to
Claimant and each interest it holds directly or indirectly in an EWG or
a foreign utility company, stating monetary amounts in United States
dollars:
(a) Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas.
(b) Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held.
(c) Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
by the holding company claiming exemption; and any debt or other
financial obligation for which there is recourse, directly or
indirectly, to the holding company claiming exemption or another
system company, other than the EWG or foreign utility company.
For purposes of this Form U-3A-2, capital invested reflects
property, plant and equipment prior to subtracting depreciation
for all facilities owned, operated or under construction by
Claimant. Amounts reflect those associated with Claimant's
economic interest in the EWG or foreign utility company.
(d) Capitalization and earnings of the EWG or foreign utility company
during the reporting period. For purposes of this Form U-3A-2,
capitalization represents capital invested by Claimant for 2002
less capital invested by Claimant for 2001. Amounts reflect those
associated with Claimant's economic interest in the EWG or
foreign utility company.
(e) Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s).
Dynegy Holdings Inc., a Delaware corporation and wholly owned
subsidiary of Claimant ("DYNEGY HOLDINGS"), and Illinova Generating Company, an
Illinois corporation and
3
wholly owned subsidiary of Illinova ("ILLINOVA GENERATING"), own direct or
indirect interests in the following EWGs and foreign utility companies, as more
fully set forth below:/1/
4.1 Bluegrass Generation Company, L.L.C., LaGrange, Kentucky
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Bluegrass Generation Company, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 3095 Commerce Parkway
LaGrange, KY 40031
Facility: 500 MW (nominal) natural gas fired
peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Bluegrass Generation Company,
L.L.C., a Delaware limited liability company. Claimant owns 100%
directly of BG Holdings, Inc., a Delaware corporation. BG
Holdings, Inc. owns 25% directly and Claimant owns 75% directly
of Dynegy Holdings Inc., a Delaware corporation. Dynegy Holdings
Inc. owns 100% directly of Dynegy Power Corp., a Delaware
corporation. Dynegy Power Corp. owns 100% directly of Bluegrass
Generation, Inc., a Delaware corporation. Bluegrass Generation,
Inc. owns 100% directly of Bluegrass Generation Company, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $194,011,473
Guarantee: None
Other Obligations: None
----------------
/1/ All entities owned by claimant that achieved EWG status during the year
2002 are listed herein and the information provided for each such entity is not
prorated from the effective date of EWG status.
4
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $30,274,543
Earnings: Approximately US $(4,712,592)
E. Identify any service, sales or construction contracts between the
EWG or foreign utility company and a system company, and describe
the services to be rendered or goods sold and fees or revenues
under such agreement(s):
The EWG entered into a Base Contract for Short-Term Sale and
Purchase of Natural Gas with Dynegy Marketing and Trade dated
February 1, 2002, which provides for the purchase and sale of gas
on a firm or interruptible basis. The EWG entered into a Master
Power Purchase and Sale Agreement with Dynegy Power Marketing,
Inc. dated February 1, 2002, which provides for the purchase and
sale of electric capacity or energy on a firm or interruptible
basis. The EWG entered into an Energy Management Agreement with
Dynegy Marketing and Trade and Dynegy Power Marketing, Inc. dated
July 15, 2002 regarding wholesale management and marketing of
electrical energy and natural gas services for fees which vary
monthly based on the amount of energy and volume of gas managed.
The EWG entered into a Long-Term Maintenance and Parts Agreement
with Dynegy Parts and Technical Services, Inc. dated July 15,
2002 regarding the purchase and sale of certain parts and
services at negotiated prices. The EWG entered into an Operation
Maintenance Agreement with Dynegy Operating Company dated July
15, 2002, to receive services for operating, repairing and
maintaining the facility for a fee. The EWG entered into an
Administrative Services Agreement with Dynegy Power Management
Services, L.P. on July 15, 2002 for business management and
accounting services for a fee.
4.2 Cabrillo Power I LLC, Carlsbad, California
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Cabrillo Power I LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 4600 Carlsbad Boulevard
Carlsbad, CA 92008
Facility: 965 MW natural gas and/or fuel-oil fired
peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Cabrillo Power I LLC, a Delaware
limited liability company. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns
25% directly and Claimant owns 75% directly of Dynegy Holdings
Inc., a Delaware corporation. Dynegy Holdings Inc. owns 100%
directly of Dynegy Power Corp., a Delaware corporation. Dynegy
Power Corp. owns 50% directly of WCP (Generation) Holdings LLC, a
Delaware limited liability company. WCP (Generation) Holdings LLC
owns 100% directly of West Coast Power LLC, a Delaware limited
liability company. West Coast Power LLC owns 100% directly of
Cabrillo Power I LLC.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
5
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $195,665,683
Guarantee: Approximately US $27,625,000, subject
to setoff rights and reimbursement
rights
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $8,081,699
Earnings: Approximately US $247,708
E. Identify any service, sales or construction contracts between the
EWG or foreign utility company and a system company, and describe
the services to be rendered or goods sold and fees or revenues
under such agreement(s):
The EWG entered into an Energy Management Agreement, Power
Purchase Agreement and Natural Gas Sales Agreement with Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.)
and Dynegy Marketing and Trade regarding wholesale management and
marketing of electrical energy and natural gas services for fees
which vary monthly based on the amount of energy and volume of
gas managed. The EWG entered into an Administrative Services
Agreement with West Coast Power LLC dated June 30, 1999 which
provides for business management and accounting services for a
fee equal to the sum of hourly labor costs, an agreed profit
margin, and cost and expenses. The EWG entered into an ISDA
Master Agreement with Dynegy Marketing and Trade dated May 20,
1999, regarding the management and exchange of electrical energy
and natural gas trading risk, the revenues of which are subject
to variance and may be negative or positive. The EWG entered into
a Master Power Purchase and Sale Agreement with Dynegy Power
Marketing, Inc. dated June 1, 2001, which provides for the
purchase and sale of electric capacity or energy on firm or
interruptible basis.
4.3 Cabrillo Power II LLC, Southern California (multiple locations)
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Cabrillo Power II LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Locations and Facilities:
(i) Division Street Combustion Turbine 3200 Harbor Drive San
Diego, CA 92113
Facility: 13 MW fuel-oil fired peaking facility
6
(ii) El Cajon Combustion Turbine 800 West Main Street El Cajon,
CA 92020
Facility: 13 MW natural gas and/or fuel-oil fired peaking
facility
(iii) Kearny Combustion Turbines-Kearny Unit One 5460 Overland
Road San Diego, CA 92123
Facility: 15 MW natural gas and/or fuel-oil fired peaking
facility
(iv) Kearny Combustion Turbines-Kearny Power Block Two and
Kearny Power Block Three 5459 Complex Street San Diego, CA
92123
Facility: 112 MW natural gas and/or fuel-oil fired peaking
facility
(v) Miramar Combustion Turbines 6897 Consolidated Way San
Diego, CA 92121
Facility: 33 MW natural gas and/or fuel-oil fired peaking
facility
(vi) Naval Station Combustion Turbine U.S. Naval Station,
Building 3247 Surface Navy Boulevard San Diego, CA 92136
Facility: 20 MW natural gas and/or fuel-oil fired peaking
facility
(vii) Naval Training Center Combustion Turbine U.S. Marine Corps
Recruit Depot Building 566, Neville Road San Diego, CA
92133
Facility: 13 MW natural gas and/or fuel-oil fired peaking
facility
(viii) North Island Combustion Turbine (Unit One and Two) North
Island Naval Air Station, Building 370, Rogers Street and
Quay Road Coronado, CA 92135
Facility: 34 MW natural gas and/or fuel-oil fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Cabrillo Power II LLC, a Delaware
limited liability company. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns
25% directly and Claimant owns 75% directly of Dynegy Holdings
Inc., a Delaware corporation. Dynegy Holdings Inc. owns 100%
directly of Dynegy Power Corp., a Delaware corporation. Dynegy
Power Corp. owns 50% directly of WCP (Generation) Holdings LLC, a
Delaware limited liability company. WCP (Generation) Holdings LLC
owns 100% directly of West Coast Power LLC, a Delaware limited
liability company. West Coast Power LLC owns 100% directly of
Cabrillo Power II LLC.
7
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $35,375,293
Guarantee: Approximately US $27,625,000, subject
to setoff rights and reimbursement
rights
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $334,961
Earnings: Approximately US $(13,246,868)
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s):
The EWG entered into an Energy Management Agreement, Power
Purchase Agreement and Natural Gas Sales Agreement with Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.)
and Dynegy Marketing and Trade regarding wholesale management and
marketing of electrical energy and natural gas services for fees
which vary monthly based on the amount of energy and volume of
gas managed. The EWG entered into an Administrative Services
Agreement with West Coast Power LLC dated June 30, 1999 for
business management and accounting services at a fee equal to the
sum of hourly labor costs, an agreed profit margin, and cost and
expenses. The EWG entered into an ISDA Master Agreement with
Dynegy Marketing and Trade dated May 20, 1999, regarding the
management and exchange of electrical energy and natural gas
trading risk, the revenues of which are subject to variance and
may be negative or positive. The EWG entered into a Master Power
Purchase and Sale Agreement with Dynegy Power Marketing, Inc.
dated June 1, 2001, which provides for the purchase and sale of
electric capacity or energy on a firm or interruptible basis.
4.4 Calcasieu Power, LLC, Sulphur, Louisiana
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Calcasieu Power, LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 1519 Davison Road
Sulphur, LA 70665
8
Facility: 320 MW (nominal) natural gas fired
peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Calcasieu Power, LLC a Delaware
limited liability company. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns
25% directly and Claimant owns 75% directly of Dynegy Holdings
Inc., a Delaware corporation. Dynegy Holdings Inc. owns 100%
directly of Dynegy Power Corp., a Delaware corporation. Dynegy
Power Corp. owns 100% directly of Calcasieu Power, Inc., a
Delaware corporation and Parish Power, Inc., a Delaware
corporation. Calcasieu Power, Inc. owns 99% directly of Calcasieu
Power, LLC and Parish Power, Inc. owns 1% directly of Calcasieu
Power, LLC.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $13,575,495
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(1,005,906)
Earnings: Approximately US $(7,197,619)
E. Identify any service, sales or construction contracts between the
EWG or foreign utility company and a system company, and describe
the services to be rendered or goods sold and fees or revenues
under such agreements:
The EWG entered into an Energy Management Agreement dated July
15, 2002 with Dynegy Power Marketing, Inc. and Dynegy Marketing
and Trade regarding wholesale management and marketing of
electrical energy and natural gas services for fees which vary
monthly based on the amount of energy and volume of gas managed.
The EWG entered into an Administrative Services Agreement dated
July 15, 2002 with Dynegy Power Management Services, L.P. for
business management and accounting services at a fee equal to the
sum of hourly labor costs, an agreed profit margin, and costs and
expenses. The EWG entered into a Long-Term Maintenance and Parts
Agreement dated July 15, 2002 with Dynegy Parts and Technical
Services, Inc. regarding the purchase and sale of certain parts
9
and services at negotiated prices. The EWG entered into an
Operation and Maintenance Agreement dated July 15, 2002 with
Dynegy Operating Company, to receive services for operating,
repairing and maintaining the facility for a fixed monthly fee
and a performance bonus, reviewed and adjusted on an annual
basis. The EWG entered into a Power Purchase Agreement with
Dynegy Power Marketing, Inc. dated May 25, 2000 pursuant to which
Dynegy Power Marketing, Inc. purchases electric energy and
related products from the EWG at contractually stipulated fixed
prices.
4.5 Commonwealth Atlantic Limited Partnership, Fairfax, Virginia
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Commonwealth Atlantic Limited Partnership
Address: Attn: Chickahominy River Energy Corp.,
Managing General Partner
2500 Fair Lakes Circle,
Suite 200
Fairfax, VA 22033
Location: 2837 South Military Highway
Chesapeake, VA 23323
Facility: 340 MW natural gas and/or fuel-oil fired
peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Commonwealth Atlantic Limited
Partnership, a Virginia limited partnership. Claimant owns 100%
directly of BG Holdings, Inc., a Delaware corporation. BG
Holdings, Inc. owns 25% directly and Claimant owns 75% directly
of Dynegy Holdings Inc., a Delaware corporation. Dynegy Holdings
Inc. owns 100% directly of Dynegy Power Corp., a Delaware
corporation. Dynegy Power Corp. owns 100% directly of Dynegy N.A.
Ventures, Inc., a Delaware corporation. Dynegy N.A. Ventures,
Inc. owns 100% directly of Chesapeake Power, Inc., a New York
corporation. Chesapeake Power, Inc. owns 100% directly of James
River Energy Corp., a Virginia corporation. James River Energy
Corp. owns 50% of Commonwealth Atlantic Limited Partnership.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $63,405,421
Guarantee: None
Other Obligations: None
10
D. Capitalization and earnings of the EWG or foreign utility company during
the reporting period:
Capitalization: Approximately US $4,971
Earnings: Approximately US $1,560,419
E. Identify any service, sales or construction contracts between the EWG or
foreign utility company and a system company, and describe the services
to be rendered or goods sold and fees or revenues under such
agreement(s):
None
4.6 Dynegy Danskammer, L.L.C., Newburgh, New York
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Dynegy Danskammer, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 994 River Road
Newburgh, NY 12550
Facility: 130 MW (nominal) natural gas and/or fuel-oil fired
peaking facility
370 MW (nominal) coal and/or natural gas fired
base load facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Dynegy Danskammer, L.L.C., a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly of
Dynegy Northeast Generation, Inc., a Delaware corporation. Dynegy
Northeast Generation, Inc. owns 100% directly of Hudson Power, L.L.C., a
Delaware limited liability company. Hudson Power, L.L.C. owns 100%
directly of Dynegy Danskammer, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of
11
the EWG or foreign utility company claiming exemption; and any debt or
other financial obligation for which there is recourse, directly or
indirectly, to the holding company claiming exemption or another system
company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $397,664,010
Guarantee: Approximately US $299,693,868
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company during
the reporting period:
Capitalization: Approximately US $19,454,547
Earnings: Approximately US $(111,576,185)
E. Identify any service, sales or construction contract(s) between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into a Coal Agency Agreement with Dynegy Coal Trading &
Transportation, L.L.C. pursuant to which Dynegy Coal Trading &
Transportation, L.L.C. negotiates all purchases and deliveries of coal
used by the EWG in the generation of electricity. A management fee per
ton delivered is assessed as compensation for this service.
The EWG entered into a Gas Purchase and Sales Agreement with Dynegy
Marketing and Trade pursuant to which the EWG purchases at prevailing
market rates and receives from Dynegy Marketing and Trade all the gas
used by the EWG to generate electricity.
The EWG entered into a Power Purchase and Sale Agreement with Dynegy
Power Marketing, Inc. pursuant to which Dynegy Power Marketing, Inc.
purchases electric energy and related products from the EWG at
contractually stipulated fixed prices.
The EWG is a party to a Transitional Power Agreement with Central
Hudson Gas and Electric Corporation pursuant to which the EWG supply
power and ancillary services to Central Hudson at contractually
stipulated fixed prices.
The EWG entered into a Energy Management Agreement with Dynegy
Marketing and Trade, Dynegy Power Marketing, Inc., and Dynegy Coal
Trading & Transportation, L.L.C. dated January 31, 2001 whereby the
EWG has appointed Dynegy Marketing and Trade, Dynegy Power Marketing,
Inc. and Dynegy Coal Trading & Transportation, L.L.C. as its energy
managers to receive and purchase electric energy, capacity and related
products from the EWG; to sell and deliver all natural gas required to
fuel the EWG; and to negotiate the procurement of all coal required to
fuel the EWG.
4.7 Dynegy Midwest Generation, Inc., Illinois (multiple locations)
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Dynegy Midwest Generation, Inc.
Address: Attention: Business Manager
12
1000 Louisiana
Suite 5800
Houston, Texas 77002
Locations and Facilities:
(i) Hennepin Power Station
R.R. #1, Box 200AA
Power Plant Road
Hennepin, IL 61327
Facility: 289 MW coal/natural gas fired base load facility
(ii) Oglesby Gas Turbine Plant
State Highway 351
Oglesby, IL 61348
Facility: 60 MW fuel oil/natural gas fired peaking facility
(iii) Wood River Power Station
#1 Chessen Lane
Alton, IL 62002
Facility: 607 MW coal/natural gas fired base load and peaking facility
(iv) Stallings Gas Turbine Plant
State Highway 162
Granite City, IL 62040
Facility: 77 MW natural gas fired peaking facility
(v) Baldwin Power Station
10901 Baldwin Road, Box 146
Baldwin, IL 62217
Facility: 1,751 MW coal fired base load facility
(vi) Havana Power Station
15260 N State Route 78
Havana, IL 62644
Facility: 666 MW coal fired base load and fuel oil peaking facility
(vii) Vermilion Power Station
County Road 2150N
Oakwood, IL 61858
13
Facility: 186 MW coal/natural gas base load and fuel oil fired
peaking facility
(viii) Tilton Gas Turbine Plant
80 W First Street
Tilton, IL 61833
Facility: 176 MW natural gas fired peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Dynegy Midwest Generation, Inc., an
Illinois corporation. Claimant owns 100% directly of BG Holdings, Inc.,
a Delaware corporation. BG Holdings, Inc. owns 25% directly and Claimant
owns 75% directly of Dynegy Holdings Inc., a Delaware corporation.
Dynegy Holdings Inc. owns 100% directly of Dynegy Catlin Member, Inc., a
Delaware corporation. Dynegy Catlin Member, Inc. owns 100% directly of
Dynegy Midwest Generation, Inc.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company claiming exemption;
and any debt or other financial obligation for which there is recourse,
directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $3,341,168,707
Guarantee: None
Other Obligations: Approximately US $758,225,000
D. Capitalization and earnings of the EWG or foreign utility company during
the reporting period:
Capitalization: Approximately US $148,450,760
Earnings: Approximately US $(36,115,282)
E. Identify any service, sales or construction contracts between the EWG or
foreign utility company and a system company, and describe the services
to be rendered or goods sold and fees or revenues under such agreements:
The EWG entered into a Coal Purchase and Sales Agreement with Dynegy
Coal Trading & Transportation, L.L.C. dated effective January 1, 2000
for the purchase of all of the EWG's requirements for coal at pre-
determined prices on a Btu basis. The EWG entered into a Fuel Oil
Purchase and Sales Agreement with Dynegy Coal Trading & Transportation,
L.L.C. dated effective January 1, 2000 for the
14
purchase of all of the EWG's requirements for fuel oil on a cost plus
basis plus a predetermined fee. EWG entered into a Swap Agreement with
Dynegy Holdings Inc. dated effective June 29, 2000 whereby Dynegy
Holdings Inc. agreed to assume certain interest rate risk of the EWG in
exchange for payment by the EWG of a percentage of certain outstanding
advanced amounts. The EWG is a party to a Power Purchase Agreement with
Illinois Power, dated as of October 1, 1999, pursuant to which Illinois
Power is entitled to certain levels of capacity of energy at stated
prices.
4.8 Dynegy Roseton, L.L.C., Newburgh, New York
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Dynegy Roseton, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 992 River Road
Newburgh, NY 12550
Facility: 1200 MW (nominal) natural gas and/or fuel-oil
fired intermediate facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Dynegy Roseton, L.L.C., a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly of
Dynegy Northeast Generation, Inc., a Delaware corporation. Dynegy
Northeast Generation, Inc. owns 100% directly of Hudson Power, L.L.C., a
Delaware limited liability company. Hudson Power, L.L.C. owns 100%
directly of Dynegy Roseton, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company claiming exemption;
and any debt or other financial obligation for which there is recourse,
directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $702,178,825
15
Guarantee: Approximately US $619,988,611
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company during
the reporting period:
Capitalization: Approximately US $4,957,426
Earnings: Approximately US $(157,954,793)
E. Identify any service, sales or construction contract(s) between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into a Fuel Oil Agency Agreement with Dynegy Marketing
and Trade pursuant to which Dynegy Marketing and Trade negotiates all
purchases and deliveries of fuel oil used by the EWG in the generation
of electricity. A management fee per barrel delivered is assessed as
compensation for this service.
The EWG entered into a Gas Purchase and Sales Agreement with Dynegy
Marketing and Trade pursuant to which the EWG purchases at prevailing
market rates and receives from Dynegy Marketing and Trade all the gas
used by the EWG to generate electricity.
The EWG entered into a Power Purchase and Sale Agreement with Dynegy
Power Marketing, Inc. pursuant to which Dynegy Power Marketing, Inc.
purchases electric energy and related products from the EWG at
contractually stipulated fixed prices.
The EWG is a party to a Transitional Power Agreement with Central
Hudson Gas and Electric Corporation pursuant to which the EWG supply
power and ancillary services to Central Hudson at contractually
stipulated fixed prices.
The EWG entered into a Energy Management Agreement with Dynegy Marketing
and Trade, and Dynegy Power Marketing, Inc., dated January 31, 2001
whereby the EWG has appointed Dynegy Marketing and Trade and Dynegy
Power Marketing, Inc. as its energy managers to receive and purchase
electric energy, capacity and related products from the EWG, and to sell
and deliver all natural gas required to fuel the EWG.
4.9 El Segundo Power, LLC, El Segundo, California
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: El Segundo Power, LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 01 Vista Del Mar
El Segundo, CA 90245
Facility: 1020 MW natural gas fired peaking facility
16
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of El Segundo Power, LLC, a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 50% directly of
WCP (Generation) Holdings LLC, a Delaware limited liability company. WCP
(Generation) Holdings LLC owns 100% directly of West Coast Power LLC, a
Delaware limited liability company. West Coast Power LLC owns l00%
directly of El Segundo Power, LLC.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company claiming exemption;
and any debt or other financial obligation for which there is recourse,
directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $48,312,081
Guarantee: Approximately US $27,625,000, subject to setoff
rights and reimbursement rights
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company during
the reporting period:
Capitalization: Approximately US $1,045,327
Earnings: Approximately US $40,096,772
E. Identify any service, sales or construction contract(s) between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into an Energy Management Agreement with Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.) and
National Gas Clearinghouse (now known as Dynegy Marketing and Trade)
regarding wholesale management and marketing of electrical energy and
natural gas services for fees which vary monthly based on the amount of
energy and volume of gas managed. The EWG entered into a ISDA Master
Swap Agreement with Natural Gas Clearinghouse, now known as Dynegy
Marketing and Trade, regarding the management and exchange of electrical
energy and natural gas trading risk, the revenues of which are subject
to variance and may be negative or positive. The EWG entered into an
Administrative Services Agreement with West Coast Power LLC dated June
30, 1999 for business management and accounting
17
services at a fee equal to the sum of hourly labor costs, an agreed
profit margin, and cost and expenses. The EWG entered into a Natural
Gas Sales Agreement and Power Purchase Agreement with Natural Gas
Clearinghouse (now known as Dynegy Marketing and Trade) and Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.) dated
March 31, 1998 for the sale and purchase of natural gas on a firm
basis for fees which vary monthly based on the amount of energy and
volume of gas managed. The EWG entered into a Master Power Purchase
and Sale Agreement with Dynegy Power Marketing, Inc. dated June 1,
2001, which provides for the purchase and sale of electric capacity or
energy on a firm or interruptible basis.
4.10 Foothills Generating, L.L.C., Lawrence County, Kentucky
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Foothills Generating, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, Texas 77002
Location: Route 2, Box 296 Catlettsburg, KY 41129
Facility: 322 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Foothills Generating, L.L.C., a
Delaware limited liability company. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns 25%
directly and Claimant owns 75% directly of Dynegy Holdings Inc., a
Delaware corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy
Power Corp., a Delaware corporation. Dynegy Power Corp. owns 100%
directly of Foothills Generation, Inc., a Delaware corporation.
Foothills Generation, Inc. owns 100% directly of Foothills Generating,
L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company claiming exemption;
and any debt or other financial obligation for which there is recourse,
directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $133,855,280
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $63,727,287
Earnings: Approximately US $(552,275)
18
E. Identify any service, sales or construction contract(s) between the
EWG or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into an Energy Management Agreement dated July 2, 2001
with Dynegy Power Marketing, Inc. and Dynegy Marketing and Trade
regarding wholesale management and marketing of electrical energy and
natural gas services for fees which vary monthly based on the amount
of energy and volume of gas managed. The EWG entered into an
Administrative Services Agreement dated July 2, 2001 with Dynegy Power
Management Services, L.P. for business management and accounting
services at a fee equal to the sum of hourly labor costs, an agreed
profit margin, and costs and expenses. The EWG entered into a
Long-Term Maintenance and Parts agreement dated July 2, 2001 with
Dynegy Parts and Technical Services, Inc. regarding the purchase and
sale of certain parts and services at negotiated prices. The EWG
entered into an Operation and Maintenance Agreement dated July 2, 2001
with Dynegy Operating Company, to receive services for operating,
repairing and maintaining the facility for a fixed monthly fee and a
performance bonus, reviewed and adjusted on an annual basis. The EWG
entered into a Base Contract for Short-Term Sale and Purchase of
Natural Gas with Dynegy Marketing and Trade dated February 1, 2002,
which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into a Master Power Purchase and
Sale Agreement with Dynegy Power Marketing, Inc. dated February 1,
2002, which provides for the purchase and sale of electric capacity or
energy on a firm or interruptible basis.
4.11 Hartwell Energy Limited Partnership, Hartwell, Georgia
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Hartwell Energy Limited Partnership
Address: Attn: Managing General Partner
ANP Hartwell Energy Company
10000 Memorial Drive, Suite 500
Houston, Texas 77024
Location: 415 Smith-McGee Highway
Hartwell, Georgia 30643
Facility: 300 MW natural gas and/or oil-fired peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Hartwell Energy Limited Partnership, a
Delaware limited partnership. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns 25%
directly and Claimant owns 75% directly of Dynegy Holdings Inc., a
Delaware corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy
Power Corp., a Delaware corporation. Dynegy Power Corp. owns 100%
directly of Hartwell Independent Power Partners, Inc., a Delaware
corporation, Hart County IPP, Inc., a Delaware corporation, and
Hartwell Power Company, a Delaware corporation. Hartwell Independent
Power Partners, Inc. owns 1% directly of Hartwell Energy Limited
Partnership. Hart County IPP, Inc. owns 49% directly of Hartwell Energy
Limited Partnership. Hartwell Power Company owns a de minimus interest
in Hartwell Energy Limited Partnership.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company claiming exemption;
and any debt or other financial obligation for which there is recourse,
directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company:
19
Capital Invested: Approximately US $75,943,748
Guarantee: Approximately US $2,250,000 (letter of credit)
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(634,090)
Earnings: Approximately US $3,685,160
E. Identify any service, sales or construction contract(s) between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into a five-year Operation and Maintenance Agreement
with Dynegy Operating Company effective April 8, 1999 to operate,
maintain and provide scheduled maintenance and inspections for the
EWG's electric generating facility at a fixed fee per year. The fee
shall be adjusted annually based on inflation.
4.12 Heard County Power, L.L.C., Franklin, Georgia
A. Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission
and distribution of electric energy for sale or for the distribution at
retail of natural or manufactured gas:
Name of EWG: Heard County Power, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800 Houston, TX 77002
Location: 624 Hawk Road
Franklin, GA 30217
Facility: 500 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Heard County Power, L.L.C., a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly of
Georgia Mercantile Power, Inc., a Delaware corporation. Georgia
Mercantile Power, Inc. owns 100% directly of Heard County Power, L.L.C.
20
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $176,991,625
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(9,008,375)
Earnings: Approximately US $(4,947,120)
E. Identify any service, sales or construction contract(s) between the
EWG or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into a Base Contract for Short-Term Sale and Purchase
of Natural Gas with Dynegy Marketing and Trade dated November 1, 2001,
which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into a Master Power Purchase and
Sale Agreement with Dynegy Power Marketing, Inc. dated April 1, 2001,
which provides for the purchase and sale of electric capacity or
energy on a firm or interruptible basis. The EWG entered into an
Energy Management Agreement with Dynegy Marketing and Trade and Dynegy
Power Marketing, Inc. dated July 15, 2002 regarding wholesale
management and marketing of electrical energy and natural gas services
for fees which vary monthly based on the amount of energy and volume
of gas managed. The EWG entered into a Long-Term Maintenance and Parts
Agreement with Dynegy Parts and Technical Services, Inc. dated July
15, 2002 regarding the purchase and sale of certain parts and services
at negotiated prices. The EWG entered into an Operation and
Maintenance Agreement with Dynegy Operating Company dated July 15,
2002, to receive services for operating, repairing and maintaining the
facility for a fee. The EWG entered into an Administrative Services
Agreement with Dynegy Power Management Services, L.P. on July 15, 2002
for business management and accounting services for a fee.
4.13 Long Beach Generation, LLC, Long Beach, California
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Long Beach Generation LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 2665 West Seaside Boulevard Terminal Island
Long Beach, CA 90802
Facility: 560 MW natural gas fired peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Long Beach Generation LLC, a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation.
21
Dynegy Power Corp. owns 50% directly of WCP (Generation) Holdings LLC,
a Delaware limited liability company. WCP (Generation) Holdings LLC
owns 100% directly of West Coast Power LLC, a Delaware limited
liability company. West Coast Power LLC owns l00% directly of Long
Beach Generation LLC.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $15,059,296
Guarantee: Approximately US $27,625,000, subject to
setoff rights and reimbursement rights
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $1,363,896
Earnings: Approximately US $(2,150,368)
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s):
The EWG entered into an Energy Management Agreement with Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.) and
Natural Gas Clearinghouse (now known as Dynegy Marketing and Trade)
regarding wholesale management and marketing of electrical energy and
volume of gas managed for fees based upon percentages of revenues and
volumes of energy sales. The EWG entered into a ISDA Master Swap
Agreement with Natural Gas Clearinghouse regarding the management and
exchange of electrical energy and natural gas trading risk, the
revenues of which are subject to variance and may be negative or
positive. The EWG entered into an Administrative Services Agreement
with West Coast Power LLC. dated June 30, 1999, for business
management and accounting services for a fee equal to the sum of
hourly labor costs, an agreed profit margin, and cost and expenses.
The EWG entered into a Natural Gas Sales Agreement and Power Purchase
Agreement with Natural Gas Clearinghouse (now known as Dynegy
Marketing and Trade) and Electric Clearinghouse, Inc. (now known as
Dynegy Power Marketing, Inc.) dated March 31, 1998 for the sale and
purchase of natural gas on a firm basis, for fees which vary monthly
based on the amount of energy and volume of gas managed. The EWG
entered into a Master Power Purchase and Sale Agreement with Dynegy
Power Marketing, Inc. dated June 1, 2001, which provides for the
purchase and sale of electric capacity or energy on a firm or
interruptible basis.
4.14 Renaissance Power, L.L.C., Carson City, Michigan
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
22
Name of EWG: Renaissance Power, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 950 North Division
Carson City, MI 48811
Facility: 680 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Renaissance Power, L.L.C., a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly
of Dynegy Renaissance Power, Inc., a Delaware corporation. Dynegy
Renaissance Power, Inc. owns 100% directly of Renaissance Power,
L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $255,313,364
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $48,150,357
Earnings: Approximately US $(5,484,583)
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
The EWG entered into a Base Contract for Short-Term Sale and Purchase
of Natural Gas with Dynegy Marketing and Trade dated February 1, 2002,
which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into a Master Power Purchase and
Sale Agreement with Dynegy Power Marketing, Inc. dated February 1,
2002, which provides for the purchase and sale of electric capacity or
energy on a firm or interruptible basis.
4.15 Riverside Generating Company, L.L.C., Lawrence County, Kentucky
23
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Riverside Generating Company, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: Route 2, Box 296
Catlettsburg, KY 41129
Facility: 500 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Riverside Generating Company, L.L.C.,
a Delaware limited liability company. Claimant owns 100% directly of
BG Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns 25%
directly and Claimant owns 75% directly of Dynegy Holdings Inc., a
Delaware corporation. Dynegy Holdings Inc. owns 100% directly of
Dynegy Power Corp., a Delaware corporation. Dynegy Power Corp. owns
100% directly of Riverside Generation, Inc., a Delaware corporation.
Riverside Generation, Inc. owns 100% directly of Riverside Generating
Company, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $ 179,022,531
Guarantee: Approximately US $183,560,000
Other Obligations: US $200,000,000
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(19,061,570)
Earnings: Approximately US $(12,686,910)
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
24
The EWG entered into a Base Contract for Short-Term Sale and Purchase
of Natural Gas with Dynegy Marketing and Trade dated November 1, 2001,
which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into a Master Power Purchase and
Sale Agreement with Dynegy Power Marketing, Inc. dated April 1, 2001,
which provides for the purchase and sale of electric capacity or
energy on a firm or interruptible basis. The EWG entered into an
Energy Management Agreement dated July 2, 2001 with Dynegy Power
Marketing, Inc. and Dynegy Marketing and Trade regarding wholesale
management and marketing of electrical energy and natural gas services
for fees which vary monthly based on the amount of energy and volume
of gas managed. The EWG entered into an Administrative Services
Agreement dated July 2, 2001 with Dynegy Power Management Services,
L.P. for business management and accounting services at a fee equal to
the sum of hourly labor costs, an agreed profit margin, and costs and
expenses. The EWG entered into a Long-Term Maintenance and Parts
agreement dated July 2, 2001 with Dynegy Parts and Technical Services,
Inc. regarding the purchase and sale of certain parts and services at
negotiated prices. The EWG entered into an Operation and Maintenance
Agreement dated July 2, 2001 with Dynegy Operating Company, to receive
services for operating, repairing and maintaining the facility for a
fixed monthly fee and a performance bonus, reviewed and adjusted on an
annual basis.
4.16 Rockingham Power, L.L.C., Reidsville, North Carolina
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Rockingham Power, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 240 Ernest Drive
Reidsville, NC 27320
Facility: 800 MW (nominal) natural gas and/or fuel-oil
fired peaking facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Rockingham Power, L.L.C., a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly
of Dry Creek Power, Inc., a Delaware corporation. Dry Creek Power,
Inc. owns 100% directly Rockingham Power, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $243,470,206
Guarantee: Approximately US $21,000,000
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(4,604,657)
Earnings: Approximately US $9,920,734
25
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
The EWG entered into a Power Purchase Agreement with Dynegy Power
Marketing, Inc. dated as of June 30, 2000 regarding wholesale sales of
electrical energy, with the EWG's revenues based upon the pass through
of prices paid by third parties to Dynegy Power Marketing, Inc. The
EWG entered into a Natural Gas Sales Agreement with Dynegy marketing
and Trade regarding natural gas services for fees which vary monthly
based on the volume of gas delivered. The EWG entered into an Energy
Management Agreement with Dynegy Marketing and Trade and Dynegy Power
Marketing, Inc. dated July 15, 2002 regarding wholesale management and
marketing of electrical energy and natural gas services for fees which
vary monthly based on the amount of energy and volume of gas managed.
The EWG entered into a Long-Term Maintenance and Parts Agreement with
Dynegy Parts and Technical Services, Inc. dated July 15, 2002
regarding the purchase and sale of certain parts and services at
negotiated prices. The EWG entered into an Operation and Maintenance
Agreement with Dynegy Operating Company dated July 15, 2002, to
receive services for operating, repairing and maintaining the facility
for a fee. The EWG entered into an Administrative Services Agreement
with Dynegy Power Management Services, L.P. on July 15, 2002 for
business management and accounting services for a fee.
4.17 Rocky Road Power, LLC, East Dundee, Illinois
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Rocky Road Power, LLC
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 1221 Power Drive
East Dundee, IL 60118
Facility: 350 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of Rocky Road Power, LLC, a Delaware
limited liability company. Claimant owns 100% directly of BG Holdings,
Inc., a Delaware corporation. BG Holdings, Inc. owns 25% directly and
Claimant owns 75% directly of Dynegy Holdings Inc., a Delaware
corporation. Dynegy Holdings Inc. owns 100% directly of Dynegy Power
Corp., a Delaware corporation. Dynegy Power Corp. owns 100% directly
of RRP Company, a Delaware corporation and DPC Colombia-Opon Power
Resources Company, a Delaware corporation. RRP Company owns 99%
directly of Termo Santander Holding, LLC, a Delaware limited liability
company and DPC Colombia-Opon Power Resources Company owns 1% directly
of Termo Santander Holding, LLC. Termo Santander Holding, LLC owns 50%
directly of Rocky Road Power, LLC.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other
26
financial obligation for which there is recourse, directly or
indirectly, to the holding company claiming exemption or another
system company, other than the EWG or foreign utility company:
Capital Invested: Approximately US $83,030,597
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(160,439)
Earnings: Approximately US $5,686,653
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
The EWG entered into a Business Management Agreement with Dynegy Power
Management Services, L.P. dated May 24, 1999 to receive certain
business management services in exercising the day-to-day management
and control of the EWG's affairs and business, as amended by the First
Amended and Restated Business Management Agreement dated September 24,
1999 and by the First Amendment to the First Amended and Restated
Business Management Agreement dated November 15, 1999, for a certain
fee determined for pre-commercial operation date compensation and
reimbursement and a second fee for post-commercial operations in a
fixed amount per year, seasonally adjusted based upon a gross domestic
product price adjustment index. The EWG entered into an Asset Purchase
Agreement with Dynegy Engineering, Inc. dated May 24, 1999 to purchase
all the contracts that are required in connection with the
engineering, procurement and construction of the EWG's natural gas-
fired power generation facility at a fixed purchase price. The EWG
entered into an Asset Purchase Agreement with Termo Santander Holding
Ltd. dated May 24, 1999 to purchase two natural-gas turbines for
installation at the EWG's natural gas-fired power generation facility
for a fixed purchase price. The EWG entered into an EPC Management
Services Agreement with Dynegy Engineering, Inc. dated May 24, 1999 to
manage the engineering, procurement, and construction of EWG's natural
gas-fired power generation facility for a cost-based purchase price.
The EWG entered into an Energy Management Agreement with Dynegy
Marketing and Trade and Dynegy Power Marketing, Inc., dated September
27, 1999 for wholesale energy management and marketing services, as
amended by Amended and Restated Energy Management Agreement dated
November 17, 1999 for fees which vary monthly based on the amount of
energy and volume of gas managed. The EWG entered into an Operation
and Maintenance Agreement with Dynegy Operating Company effective
October 12, 1999 to receive services for operating, maintaining and
providing scheduled maintenance and inspections for the Facility, as
amended by the First Amended and Restated Operation and
27
Maintenance Agreement dated November 18, 1999, for a fixed monthly fee
and a performance bonus, reviewed and adjusted on an annual basis.
The EWG entered into a Power Purchase Agreement with Electric
Clearinghouse, Inc. (now known as Dynegy Power Marketing, Inc.) dated
May 24, 1999 for the sale and purchase of power on a firm basis, for
fees which vary monthly based on the amount of energy and volume of
gas managed. The EWG entered into a Base Contract for Short-Term Sale
and Purchase of Natural Gas with Dynegy Marketing and Trade dated July
1, 1999, which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into an ISDA Master Agreement
with Dynegy Marketing and Trade dated September 1, 1999, regarding the
management and exchange of electrical energy and natural gas trading
risk, the revenues of which are subject to variance and may be
negative or positive.
4.18 Rolling Hills Generating, L.L.C., Wilkesville, Ohio
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Rolling Hills Generating, L.L.C.
Address: Attn: Business Manager
1000 Louisiana
Suite 5800
Houston, TX 77002
Location: 43111 State Route 160
Wilkesville, OH 45695
Facility: 800 MW (nominal) natural gas fired peaking
facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Rolling Hills Generating, L.L.C., a
Delaware limited liability company. Claimant owns 100% directly of BG
Holdings, Inc., a Delaware corporation. BG Holdings, Inc. owns 25%
directly and Claimant owns 75% directly of Dynegy Holdings Inc., a
Delaware corporation. Dynegy Holdings Inc. owns 100% directly of
Dynegy Power Corp., a Delaware corporation. Dynegy Power Corp. owns
100% directly of Rolling Hills Generation, Inc., a Delaware
corporation. Rolling Hills Generation, Inc. owns 100% directly of
Rolling Hills Generating, L.L.C.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $303,275,195
Guarantee: None
Other Obligations: US $200,000,000
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $277,228,146
28
Earnings: Approximately US $7,106,097
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
The EWG entered into a Base Contract for Short-Term Sale and Purchase
of Natural Gas with Dynegy Marketing and Trade dated February 1, 2002,
which provides for the purchase and sale of gas on a firm or
interruptible basis. The EWG entered into a Master Power Purchase and
Sale Agreement with Dynegy Power Marketing, Inc. dated February 1,
2002, which provides for the purchase and sale of electric capacity,
energy or other form of energy on a firm or interruptible basis.
Illinova Generating
4.19 Electric Energy, Inc., Joppa, Illinois
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Electric Energy, Inc.
Address: 2100 Portland Road
P.O. Box 165 Joppa, IL
62953
Location: 2100 Portland Road
Joppa, IL 62953
Facility: 1086 MW coal-fired generating facility
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 20% indirectly of Electric Energy, Inc, an Illinois
corporation. Claimant owns 100% directly of Illinova Corporation, an
Illinois corporation. Illinova Corporation owns 100% directly of
Illinova Generating Company, an Illinois corporation. Illinova
Generating Company owns 20% directly of Electric Energy, Inc.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming
exemption or another system company, other than the EWG or foreign
utility company:
Capital Invested: Approximately US $75,333,617
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
29
Capitalization: Approximately US $(15,477,711)
Earnings: Approximately US $6,813,741
E. Identify any service, sales or construction contracts between the EWG
or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreements:
None
4.20 Electricida de Cortes de R.L. de C.V., Honduras
A. Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas:
Name of EWG: Electricida de Cortes de R.L. de C.V.
Address: Nueva Calle Entre Diez y Once Avenidas
Barrio El Farro
Puerto Cortes Honduras, C.A.
Location: Puerto Cortes, Honduras
Facility: 80 MW heavy fuel oil-fired diesel engine
generating plant
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 21.867% indirectly of Electricida de Cortes de R.L. de
C.V., a Honduras corporation. Claimant owns 100% directly of Illinova
Corporation, an Illinois corporation. Illinova Corporation owns 100%
directly of Illinova Generating Company, an Illinois corporation.
Illinova Generating Company owns 100% directly of IGC Global, Inc., a
Cayman Island exempted company with limited liability. IGC Global,
Inc. owns 100% directly of IGC International, Inc., a Cayman Island
exempted company with limited liability. IGC International, Inc. owns
100% directly of IGC International II, Inc., a Cayman Island exempted
company with limited liability. IGC International, Inc. owns 1%
directly and IGC International II, Inc. owns 99% directly of IGC ELCO
Partnership, LLC, a Cayman Island limited liability company. IGC ELCO
Partnership, LLC owns 15.2% directly of Electricida de Cortes de R.L.
de C.V. IGC ELCO Partnership, LLC owns 86.87% directly of ELCO Power
Investment Company LLC, a Cayman Island limited liability company,
which owns 10% directly of Electricida de Cortes de R.L. de C.V.
C. Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee
of the security of the EWG or foreign utility company claiming
exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the
30
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $18,525,648
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $(2,826,000)
Earnings: Approximately US $2,059,215
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s):
None
4.21 IGC/ERI Pan-Am Thermal Generating Limited, Cayman Islands
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: IGC/ERI Pan-Am Thermal Generating
Limited
Address: c/o Maples and Calder
Ugland House, P.O. Box 309
South Church Street, George Town
Grand Cayman, Cayman Islands
Location: Chorrera, Panama
Facility: 96 MW heavy fuel oil-fired diesel
engine generating plant
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 50% indirectly of IGC/ERI Pan-Am Thermal Generating
Limited, a Cayman Island exempted company with limited liability
(with a branch in Panama). Claimant owns 100% directly of
Illinova Corporation, an Illinois corporation. Illinova
Corporation owns 100% directly of Illinova Generating Company, an
Illinois corporation. Illinova Generating Company owns 100%
directly of IGC Global, Inc., a Cayman Island exempted company
with limited liability. IGC Global, Inc. owns 100% directly of
IGC International, Inc., a Cayman Island exempted company with
limited liability. IGC International, Inc. owns 100% directly of
IGC Chorrera, LLC, a Cayman Island limited liability
31
company. IGC Chorrera, LLC owns 50% directly of IGC/ERI Pan-Am
Thermal Generating Limited.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $44,203,543
Guarantee: None
Other Obligations: Approximately US $1,250,000 (letter
of credit)
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $379,969
Earnings: Approximately US $(100,406)
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered utility or goods sold and
fees or revenues under such agreement(s):
None
4.22 Jamaica Energy Partners, Jamaica
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas.
Name of EWG: Jamaica Energy Partners
Address: CDC Building, First Floor
2 Holbom Road
Kingston IO, Jamaica, West Indies
Location: Old Harbour Bay, Jamaica
Facility: 74 MW heavy fuel oil-fired
generating plant
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 17.57% indirectly of Jamaica Energy Partners, a
Jamaican general partnership. Claimant owns 100% directly of
Illinova Corporation, an Illinois corporation. Illinova
Corporation owns 100% directly of Illinova Generating Company, an
Illinois corporation. Illinova Generating Company owns 100%
directly of IGC Global, Inc., a Cayman Island exempted company
with limited
32
liability. IGC Global, Inc. owns 100% directly of IGC
International, Inc., a Cayman Island exempted company with
limited liability. IGC International, Inc. owns 100% directly of
IGC International II, Inc., a Cayman Island exempted company with
limited liability. IGC International, Inc. owns 99% directly and
IGC International II, Inc. owns 1% directly of IGC Jamaica
Partnership, LLC, a Cayman Island limited liability company. IGC
Jamaica Partnership, LLC, owns 17.75% directly of Doctor Bird
Power Company Ltd., a St. Lucia private company, which owns 99%
directly of Jamaica Energy Partners.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $16,239,951
Guarantee: None
Other Obligations: Approximately US $2,900,000 (letter
of credit)
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $39,701
Earnings: Approximately US $1,524,725
E. Identify any service, sales or construction contracts) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreements):
None
4.23 Midwest Electric Power, Inc., Joppa, Illinois
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Midwest Electric Power, Inc.
Address: 2100 Portland Road
P.O. Box 165
Joppa, IL 62953
Location: 2100 Portland Road
Joppa, IL 62953
Facility: 186 MW (nominal) natural gas
peaking facility
33
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 20% indirectly of Midwest Electric Power, Inc, an
Illinois corporation. Claimant owns 100% directly of Illinova
Corporation, an Illinois corporation. Illinova Corporation owns
100% directly of Illinova Generating Company, an Illinois
corporation. Illinova Generating Company owns 20% directly of
Electric Energy, Inc., an Illinois corporation. Electric Energy,
Inc. owns 100% directly of Midwest Electric Power, Inc.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Financial information not available, as this entity's results are
consolidated with the results of Electric Energy, Inc., Joppa,
Illinois.
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Financial information not available, as this entity's results are
consolidated with the results of Electric Energy, Inc., Joppa,
Illinois.
E. Identify any service, sales or construction contracts between the
EWG or foreign utility company and a system company, and describe
the services to be rendered or goods sold and fees or revenues
under such agreements:
Claimant has an agreement to purchase its proportionate share
(20%) of power generated by the two gas-fired turbines. The
related agreement includes the payment of a monthly demand
charge.
4.24 Plantas Eolicas S. de R.L., Costa Rica
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of FUCo: Plantas Eolicas S. de R.L.
Address: 29th Street, 3rd and 5th Avenues
San Jose, Costa Rica
Location: Tilaran, Costa Rica
Facility: 20 MW wind-powered generating plant \
34
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 100% indirectly of Plantas Eolicas S. de R.L., a
Costa Rican limitada. Claimant owns 100% directly of Illinova
Corporation, an Illinois corporation. Illinova Corporation owns
100% directly of Illinova Generating Company, an Illinois
corporation. Illinova Generating Company owns 100% directly of
IGC Global, Inc., a Cayman Island exempted company with limited
liability. IGC Global, Inc. owns 100% directly of IGC
International, Inc., a Cayman Island exempted company with
limited liability. IGC International, inc. owns 100% directly of
IGC International II, Inc., a Cayman Islands exempted company
with limited liability. IGC International, Inc. owns 99% directly
of IGC (Wind) LLC, a Cayman Island limited liability company. IGC
International II, Inc. owns 99% directly of IGC (Wind) LLC. IGC
(Wind) LLC owns 65% directly and 35% indirectly of Plantas
Eolicas S. de R.L. IGC (Wind) LLC owns 99% directly and 1%
indirectly of Generacion Eolica, Ltda., a Costa Rican limitada.
IGC (Wind) LLC owns 100% directly of Generacion Eolica Trust, a
Costa Rican Trust. Generacio Eolica Trust owns 1% directly of
Generacion Eolica, Ltda. Generacion Eolica, Ltda. owns 35%
directly of Plantas Eolicas S. de R.L.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $17,252,227
Guarantee: None
Other Obligations: None
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $110,313
Earnings: Approximately US $2,103,242
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s):
None
4.25 Tenaska Frontier Partners, Ltd., Grimes County, Texas
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution
35
of electric energy for sale or for the distribution at retail of
natural or manufactured gas:
Name of EWG: Tenaska Frontier Partners, Ltd.
Address: 1044 N. II 5th Suite 400
Omaha, NE 68154
Location: Grimes County, Texas
Facility: 830 MW gas-fired generating plant
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 20% indirectly of Tenaska Frontier Partners, Ltd.,
a Texas limited partnership. Claimant owns 100% directly of
Illinova Corporation, an Illinois corporation. Illinova
Corporation owns 100% directly of Illinova Generating Company, an
Illinois corporation. Illinova Generating Company owns 100%
directly of IGC Grimes County, Inc., an Illinois corporation and
IGC Grimes Frontier, Inc., an Illinois corporation. IGC Grimes
County, Inc., owns a 0.2% general partnership interest directly
in Tenaska Frontier Partners, Ltd. IGC Grimes Frontier, Inc. owns
a 19.8% limited partnership interest directly in Tenaska Frontier
Partners, Ltd.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Capital Invested: Approximately US $53,939,200
Guarantee: None
Other Obligations: Approximately US $4,290,000
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Capitalization: Approximately US $1,854,400
Earnings: Approximately US $2,714,400
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s):
None
4.26 Uch Power Limited, Pakistan
36
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Uch Power Limited
Address: 107, 1st Floor
Evacuet Trust Complex
Sir Agha Khan Road
Sector F-5/1
Islamabad, Pakistan
Location: Uch, Pakistan
Facility: 586 MW gas-fired generating plant
B. Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held:
Claimant owns 15.405% indirectly of Uch Power Limited, a
Pakistani public limited company. Claimant owns 100% directly of
Illinova Corporation, an Illinois corporation. Illinova
Corporation owns 100% directly of Illinova Generating Company, an
Illinois corporation. Illinova Generating Company owns 100%
directly of IGC Global, Inc., a Cayman Island exempted company
with limited liability. IGC Global, Inc. owns 100% directly of
IGC International, Inc., a Cayman Island exempted company with
limited liability. IGC International, Inc. owns 100% directly of
IGC International II, Inc., a Cayman Island exempted company with
limited liability. IGC International, Inc. owns 1% directly and
IGC International II, Inc. owns 99% directly of IGC Uch, LLC, a
Cayman Island limited liability company. IGC Uch, LLC owns a 50%
equity interest directly in Tenaska-Illinova Generating LLC, a
Cayman Island limited liability company, which owns a 98% equity
interest directly in Tenaska UPL (L) Corporation, a Malaysian
corporation. IGC Uch, LLC also owns a 1% equity interest directly
in Tenaska UPL (L) Corporation. Tenaska UPL (L) Corporation owns
a 30.34% equity interest directly in UPLHC-I, LDC, a Cayman
Island limited duration company and a 30.34 % equity interest
directly in UPLHC-II, LDC, a Cayman Island limited duration
company. UPLHC-I, LDC holds a 99% equity interest directly in Uch
Power Limited. UPLHC-II, LDC holds a 1% interest directly in Uch
Power Limited.
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Financial information for this entity, which is not controlled by
Claimant, is not available at this time except:
37
Other Obligations: Approximately US $1,565,784 (letter
of credit)
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Financial information for this entity, which is not controlled by
Claimant, is not available at this time.
E. Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and
describe the services to be rendered or goods sold and fees or
revenues under such agreement(s):
None
4.27 Zhuzhou Nanfang Cogeneration Power Co. Ltd.
A. Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the
generation, transmission and distribution of electric energy for
sale or for the distribution at retail of natural or manufactured
gas:
Name of EWG: Zhuzhou Nanfang Cogeneration Power
Co. Ltd.
Address: China National South Aeroengine and
Machinery Company,
Zhuzhou, Hunan Province,
People's Republic of China, 4120028
Location: Dongjiaduan District, Zhuzhou City,
Hunan Province, the People's
Republic of China
Facility: 24 MW, greenfield cogeneration
power project
B. Name of each system company that holds an company; and
description of the interest in such EWG or foreign utility held:
Claimant owns 90% indirectly of Zhuzhou Nanfang Cogeneration
Power Co. Ltd., Sino-foreign joint venture. Claimant owns 100%
directly of Illinova Corporation, an Illinois corporation.
Illinova Corporation owns 100% directly of Illinova Generating
Company, an Illinois corporation. Illinova Generating Company
owns 100% directly of IGC Global, Inc., a Cayman Island exempt
company with limited liability. IGC Global, Inc. owns 100%
directly of IGC International, Inc., a Cayman Island exempted
company with limited liability. IGC International, Inc. owns 100%
directly of IGC International II, Inc., a Cayman Island exempted
company with limited liability and 1% directly of IGC Mauritius
International Company, a Mauritius company. IGC International II,
Inc. owns 99% directly of IGC Mauritius International Company, a
Mauritius company. IGC Mauritius International Company owns 90%
directly of Zhuzhou Nanfang Cogeneration Power Co. Ltd.
38
C. Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect
guarantee of the security of the EWG or foreign utility company
claiming exemption; and any debt or other financial obligation
for which there is recourse, directly or indirectly, to the
holding company claiming exemption or another system company,
other than the EWG or foreign utility company:
Financial information for this entity, which is not controlled by
Claimant, is not available at this time.
D. Capitalization and earnings of the EWG or foreign utility company
during the reporting period:
Financial information for this entity, which is not controlled by
Claimant, is not available at this time.
E. Identify any service, sales or construction contracts between the
EWG or foreign utility company and a system company, and describe
the services to be rendered or goods sold and fees or revenues
under such agreements:
None
39
The above-named Claimant has caused this amended statement to be duly
executed on its behalf by its authorized officer on this 31/st/ day of March,
2003.
Dynegy Inc.
By: /s/ Keith R. Fullenweider
---------------------------------------------
Name: Keith R. Fullenweider
Title: Senior Vice President,
Deputy General Counsel and Secretary
CORPORATE SEAL
Attest:
/s/ J. Kevin Blodgett
---------------------
Assistant Secretary
Name, title, and address of officer to whom notices and correspondence
concerning this statement should be addressed:
Carol F. Graebner
Executive Vice President and General Counsel
1000 Louisiana, Suite 5800
Houston, Texas 77002
40
EXHIBIT A
A Consolidating Statement Of Income And Surplus Of The Claimant And Its
Subsidiary Companies As Of The Close Of Such Calendar Year, Together With A
Consolidating Balance Sheet Of Claimant And Its Subsidiaries As Of The Close Of
Such Calendar Year.
Exhibit A has been filed confidentially with the Securities and Exchange
Commission pursuant to Rule 104 and Rule 101 of Regulation S-T, 17 C.F.R.
section 232.101(c) (2002). Consolidating financial statements generally have not
been provided for (a) holding companies, (b) companies in which the Claimant
does not have a controlling interest and (c) companies that are dormant or
otherwise conducted no substantive business operations in 2002.
A-1
EXHIBIT B
An organizational chart showing the relationship of each EWG or foreign
utility company to associated companies in the holding company system.
Claimant owns
A. 100% BG Holdings, Inc., which owns
25% Dynegy Holdings Inc.
B. 75% Dynegy Holdings Inc., which owns
1. 100% Dynegy Catlin Member, Inc., which owns
(a) 100% Dynegy Midwest Generation, Inc.
2. 100% of Dynegy Power Corp., which owns
(a) 50% WPC (Generation) Holdings LLC, which owns
(i) 100% West Coast Power LLC, which owns
(A) 100% Cabrillo Power I LLC;
(B) 100% Cabrillo Power II LLC;
(C) 100% El Segundo Power, LLC; and
(D) 100% Long Beach Generation LLC
(b) 100% Dynegy N.A. Ventures, Inc., which owns
(i) 100% Chesapeake Power, Inc., which owns
(A) 100% James River Energy Corp., which owns
(i) 50% Commonwealth Atlantic Limited Partnership
(c) 100% Hartwell Independent Power Partners, Inc., which owns
(i) 1% Hartwell Energy Limited Partnership
(d) 100% Hart County IPP, Inc., which owns
(i) 49% Hartwell Energy Limited Partnership
(e) 100% Hartwell Power Company, which owns
B-1
(i) De minimus Hartwell Energy Limited Partnership
(f) 100% RRP Company, which owns
(i) 99% Termo Santander Holding, L.L.C., which owns
(A) 50% Rocky Road Power, LLC
(g) 100% DPC Colombia-Opon Power Resources Company, which owns
(i) 1% Termo Santander Holding, L.L.C., which owns
(A) 50% Rocky Road Power, LLC
(h) 100% Georgia Mercantile Power, Inc., which owns
(i) 100% Heard County Power, L.L.C.
(i) 100% Dry Creek Power, Inc., which owns
(i) 100% Rockingham Power, L.L.C.
(j) 100% Calcasieu Power, Inc., which owns
(i) 99% Calcasieu Power, LLC
(k) 100% Parish Power, Inc., which owns
(i) 1% Calcasieu Power, LLC
(l) 100% Riverside Generation, Inc., which owns
(i) 100% Riverside Generating Company, L.L.C.
(m) 100% Bluegrass Generation, Inc., which owns
(i) 100% Bluegrass Generating, L.L.C.
(n) 100% Foothills Generation, Inc., which owns
(i) 100% Foothills Generating, L.L.C.
(o) 100% Rolling Hills Generation, Inc., which owns
(i) 100% Rolling Hills Generating, L.L.C.
(p) 100% Dynegy Renaissance Power, Inc., which owns
(i) 100% Renaissance Power, L.L.C.
B-2
(q) 100% Dynegy Northeast Generation, Inc., which owns
(i) 100% Hudson Power, L.L.C., which owns
(A) 100% Dynegy Danskammer, L.L.C.
(B) 100% Dynegy Roseton, L.L.C.
C. 100% Illinova Corporation which owns
1. 100% Illinova Generating Company, which owns
(a) 20% of Electric Energy, Inc., which owns
(i) 100% Midwest Electric Power, Inc.
(b) 100% IGC Grimes County, Inc, which owns
(i) 0.2% Tenaska Frontier Partners
(c) 100% IGC Grimes County Frontier, Inc., which owns
(i) 19.8% Tenaska Frontier Partners
(d) 100% of IGC Global, Inc., which owns
(i) 100% IGC International, Inc., which owns
(A) 100% IGC Chorrera, LLC, which owns
(I) 50% IGC/ERI Pan-AM Thermal Generating
Limited
(B) 100% IGC (Wind), LLC, which owns
(I) 65% Plantas Eolicas S de R. L.
(II) 100% Generacion Eolica Trust, which owns
1% Generacion Eolica, Ltda., which owns
35% of Plantas Eolicas S. de R. L.
(III) 99% Generacion Eolica, Ltda., which owns
35% of Plantas Eolicas S. de R. L.
(C) 100% IGC International II, Inc., which owns
(I) 1% IGC Uch, LLC, which owns
B-3
50% Tenaska-Illinova Generating
International, LLC. which owns
98% of Tenaska UPL (L) Corporation,
which owns
30.34% UPLHC-1, which owns
99% UCH Power Limited
30.34% UPLHC-2, which owns
1% UCH Power Limited
1% of Tenaska UPL (L) Corporation,
which owns
30.34% UPLHC-1, which owns
99% UCH Power Limited
30.34% UPLHC-2, which owns
1% UCH Power Limited
(II) 1% IGC ELCO Partnership, LLC, which owns
86.67% ELCO Power Investment Co., LLC which
owns
10% Electricidad de Cartes S. de R. L. de
C. V.
15.2% Electricidad de Cortes S. de R. L. de
C. V.
(III) 1% IGC Jamaica Partnership, LLC, which owns
17.75% Doctor Bird Power Company, which
owns
99% Jamaica Energy Partners
B-4
(D) 99% IGC Uch, LLC, which owns
(I) 50% Tenaska-Illinova Generating
International, LLC, which owns
98% of Tenaska UPL (L) Corporation,
which owns
30.34% UPLHC-1, which owns
99% UCH Power Limited
30.34% UPLHC-2, which owns
1% Uch Power Limited
(II) 1% of Tenaska UPL (L)Corporation
(E) 99% IGC ELCO Partnership, LLC, which owns
(I) 66.67% ELCO Power Investment Co., LLC
which owns
10% Electricida de Cortes de R. L. de
C. V.
(II) 15.2% Electricida de Cortes S. de R.
L. de C.V.
(F) 99% IGC Jamaica Partnership, LLC, which
owns
(I) 17.75% Doctor Bird Power Company,
which owns
99% Jamaica Energy Partners
B-5
APPENDIX I
Claimant
Name: Dynegy Inc.
State of Organization: Illinois
Location: 1000 Louisiana, Suite 5800
Houston, TX 77002
Nature of business: An exempt public utility holding company.
Subsidiaries
Unless otherwise noted below, the location of all subsidiaries is 1000
Louisiana, Suite 5800, Houston, TX 77002
Name: BG Holdings, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 250 shares of common
stock of Dynegy Holdings Inc. at $1.00 per
share.
Name: Dynegy Holdings Inc.
State of Organization: Delaware
Nature of business: Holding company of energy production,
processing and marketing companies with no
public utility assets and no public utility
subsidiaries or affiliates as defined under
the Act.
Name: Dynegy Power Corp.
State of Organization: Delaware
Nature of business: Holding company of various generation
project companies (QFs and EWGs); also
provides services (e.g., administrative,
operations, and maintenance) to these
project companies.
Name: Black Mountain CoGen, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds a 50% interest in
Nevada Cogeneration Associates #2.
Name: Nevada Cogeneration Associates #2
State of Organization: Utah (General Partnership)
Nature of business: General partnership in which the Claimant
holds an indirect 50% interest; owns power
generation facilities (QF) selling at
wholesale.
Name: Bluegrass Generation, Inc.
State of Organization: Delaware
Appendix-1
Nature of business: Holding company; holds 100% of member
interests in Bluegrass Generation Company,
L.L.C. (initial capital contribution of
$1,000).
Name: Calcasieu Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds a 99% member interest
in Calcasieu Power, LLC.
Name: Parish Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds a 1% member interest
in Calcasieu Power, LLC.
Name: Delta CoGen, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: DPC Power Resources Holding Company
State of Organization: Delaware
Nature of business: Dormant.
Name: Dry Creek Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Rockingham Power, L.L.C.
Name: Dynegy Asset Management Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: Dynegy Connect Asset Management Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: DTIP I, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: Pecan Grove Generating Inc.
State of Organization: Delaware
Nature of business: Holding Company; holds 100% of member
interest in Pecan Grove Generating LLC.
Name: Dynegy Brazil, Inc.
State of Organization: Delaware
Appendix-2
Nature of business: Holding company; holds 50% ownership
interest in Destec de Brasil, Ltda.
Name: Dynegy South America Development, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 50% ownership
interest in Destec de Brasil, Ltda.
Name: Destec de Brasil, Ltda.
State of Organization: Brazil (limited liability company)
Location 1255 Nacoes Unidas, Avenue 17th Floor, World
Trade Center 04578- 903 Sao Paulo, SP
Nature of business: Dormant.
Name: Dynegy Latin America, Inc.
State of Organization: Delaware
Nature of business: Formed to be a holding company for potential
Latin American business activities.
Name: Dynegy Oasis Energy, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Oasis Energy, L.L.C. (initial
capital contribution of $1,000).
Name: Oasis Energy, L.L.C.
State of Organization: Delaware
Nature of business: Dormant.
Name: Dynegy Power Development Company
State of Organization: Delaware
Nature of business: Entity formed to do front-end development
activities for generation projects; no
substantive business operations in 2002.
Name: Dynegy Power Holdings, Inc.
State of Organization: Delaware
Nature of business: Holding company for one generation project
lessee company (QF), and other companies
providing various services, (e.g.,
administrative, operating, maintenance and
engineering) for generation projects.
Name: Dynegy Power Investments, Inc.
State of Organization: Delaware
Nature of business: Holds Sonat Freestone County mineral
interests.
Appendix-3
Name: Dynegy Power Services, Inc.
State of Organization: Delaware
Nature of business: Engaged in business of marketing wholesale
power.
Name: Dynegy Power Nevada, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: Dynegy Cabrillo II, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: El Segundo Power II, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Blue Ridge Generation Inc.
State of Organization: Delaware
Nature of business: Holding Company; holds 100% of member
interests in Blue Ridge Generation LLC
(initial capital contribution of $1,000).
Name: Blue Ridge Generation LLC
State of Organization: Delaware (limited liability company)
Nature of business: Formed to engage in business of developing
and owning potential power generation
facilities (EWG)/selling power at wholesale;
no substantive business operations in 2002.
Name: Chickahominy Generating Company
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Chickahominy Power LLC (initial
capital contribution of $1,000).
Name: Chickahominy Power LLC
State of Organization: Delaware (limited liability company)
Nature of business: Formed to lease potential power generation
facility.
Name: Florida Mercantile Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Palmetto Power, L.L.C. (initial
capital contribution of $1,000).
Appendix-4
Name: Palmetto Power, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Formed for potential wholesale power
project; no substantive business operations
in 2002.
Name: Gasification Services, Inc.
State of Organization: Delaware
Nature of business: Provides gasification services.
Name: Georgia Mercantile Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Heard County Power, L.L.C.
(initial capital contribution of $1,000).
Name: Hart County IPP, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 49% limited partner
interest in Hartwell Energy Limited
Partnership.
Name: Hartwell Independent Power Partners, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 1% general partner
interest in Hartwell Energy Limited
Partnership.
Name: Hartwell Power Company
State of Organization: Delaware
Nature of business: Holding company; holds de minimis limited
partner interest in Hartwell Energy Limited
Partnership.
Name: James River Energy Corp.
State of Organization: Virginia
Nature of business: Holding company; holds 50% limited partner
interest in Atlantic Limited Partnership.
Name: Michigan CoGen, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 49% limited partner
interest in Michigan Power Limited
Partnership.
Name: Michigan Power Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 1% general partner
interest in Michigan Power Limited
Partnership.
Appendix-5
Name: Michigan Power Holdings, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds de minimis limited
partner interest in Michigan Power Limited
Partnership.
Name: Michigan Power Limited Partnership
State of Organization: Michigan (limited partnership)
Nature of business: Limited Partnership in which the Claimant
has a 50% indirect ownership interest; owns
power generation facilities (QF) selling at
wholesale.
Name: OCG CoGen, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 1% general partner
interest in Oyster Creek Limited
Partnership.
Name: Oyster Creek CoGen, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 49% limited partner
interest in Oyster Creek Limited
Partnership.
Name: Oyster Creek Limited Partnership
State of Organization: Texas (limited partnership)
Nature of business: Limited partnership in which the Claimant
has a 50% indirect ownership interest; owns
power generation facilities (QF) selling at
wholesale.
Name: Port Arthur CoGen, Inc.
State of Organization: Delaware
Nature of business: Former holder of 2.5% limited partner
interest in owner of a power generation
facility (assets sold in 2001).
Name: CoGen Power, L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Former owner of power generation facilities
(QF) selling at wholesale (assets sold in
2001).
Name: RRP Company
State of Organization: Delaware
Nature of business: Holding company; holds 99% of member
interests in Termo Santander Holding, L.L.C.
Name: DPC Colombia - Opon Power Resources Company
State of Organization: Delaware
Appendix-6
Nature of business: Holding company; holds 1% of member
interests in Termo Santander Holding, L.L.C.
Name: Termo Santander Holding, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 50% of member
interests in each of Termo Santander Holding
(Alpha), L.L.C. and Rocky Road Power, LLC.
Name: Termo Santander Holding (Alpha), L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Limited liability company in which the
Claimant has a 50% indirect interest.
Name: Riverside Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Riverside Generating Company,
L.L.C. (initial capital contribution of
$1,000)
Name: WCP (Generation) Holdings LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company in which the Claimant has a
50% indirect interest; holds 100% of member
interests in West Coast Power, LLC.
Name: West Coast Power LLC
State of Organization: Delaware (limited liability company)
Nature of business: Limited liability company in which the
Claimant has a 50% indirect interest; holds
interest in owners of generation facilities
(EWG) selling at wholesale.
Name: Foothills Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Foothills Generating, LLC
(initial capital contribution of $1,000).
Name: Rolling Hills Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Rolling Hills Generating,
L.L.C. (initial capital contribution of
$1,000).
Name: Dynegy Renaissance Power, Inc.
State of Organization: Delaware
Appendix-7
Nature of business: Holding company; holds 100% of member
interests in Renaissance Power, L.L.C.
(initial capital contribution of $1,000).
Name: Dynegy Northeast Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Hudson Power, L.L.C. and
provides administrative services for Dynegy
Danskammer, LLC and Dynegy Roseton, LLC,
owners of wholesale generation facilities.
Name: Hudson Power, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 100% of member
interests in Dynegy Danskammer, LLC, Dynegy
Roseton, LLC and Dynegy Hudson Power Retail,
L.L.C. (in each case for an initial capital
contribution of $1,000).
Name: Dynegy Hudson Power Retail, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Formed for regulatory purposes to engage in
limited retail power sales to Central Hudson
Gas & Electric Corp.; no substantive
business operations in 2002.
Name: Magnolia Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Magnolia Generating, L.L.C.
(initial capital contribution of $1,000).
Name: Magnolia Generating, L.L.C.
State of Organization: Delaware
Nature of business: Created to develop and own potential
wholesale power project; no substantive
business operations in 2002.
Name: Liberty Bell Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Liberty Bell Power, LLC
(initial capital contribution of $1,000).
Name: Liberty Bell Power, LLC
State of Organization: Delaware (limited liability company)
Appendix-8
Nature of business: Created to enter into a real estate
transaction in Pennsylvania for a potential
wholesale power project; no substantive
business operations in 2002.
Name: Dynegy Southwest Generation, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 50% of member
interests in Southwest Power Holdings LLC
(no initial capital contribution made).
Name: Southwest Power Holdings LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company in which the Claimant has a
50% indirect interest; holds 100% of member
interests in Southwest Generation LLC.
Name: Southwest Generation LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company in which the Claimant has a
50% indirect interest; holds 100% of member
interests in each of Clark Power LLC and
Reid Gardner Power LLC.
Name: Clark Power LLC
State of Organization: Delaware (limited liability company)
Nature of business: Formed to acquire wholesale generators from
Nevada Power Company; no substantive
business operations in 2002.
Name: Reid Gardner Power LLC
State of Organization: Delaware (limited liability company)
Nature of business: Formed to acquire wholesale generators from
Nevada Power Company; no substantive
business operations in 2002.
Name: Renaissance Pipeline, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Renaissance Pipeline Company,
L.L.C. (initial capital contribution of
$1,000).
Name: Renaissance Pipeline Company, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Formed to own gas pipelines,
telecommunications equipment and related
appurtances and real property
Appendix-9
rights; no substantive business operations
in 2002.
Name: Oak Glen Power, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% of member
interests in Oak Glen Power LLC (initial
capital contribution of $1,000).
Name: Oak Glen Power LLC
State of Organization: Delaware (limited liability company)
Nature of business: Formed to develop and own potential
wholesale power project; no substantive
business operations in 2002.
Name: Dynegy Global Energy, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in various
entities engaged in oil and gas activities
around the world.
Name: 3020373 Nova Scotia Company
State of Organization: Nova Scotia ULC
Location: Suite 800, 1959 Upper Water Street., P.O.
Box 997, Halifax, NS B3J 2X2
Nature of business: Holding company; holds 00.1% interest in
Dynegy Canada Limited Partnership.
Name: 3020372 Nova Scotia Company
State of Organization: Nova Scotia ULC
Location: Suite 800, 1959 Upper Water Street., P.O.
Box 997, Halifax, NS B3J 2X2
Nature of business: Holding company; holds 99.9% interest in
Dynegy Canada Limited Partnership.
Name: Dynegy Canada Limited Partnership
State of Organization: Alberta
Nature of business: Formed to finance asset acquisitions in
Canada.
Name: Dynegy Dutch Holdings B.V.
State of Organization: Netherlands corporation
Location: Weena, 336, 3012 NJ Rotterdam, The
Netherlands
Nature of business: Holding company; holds interests in various
entities engaged in oil and gas activities
around the world.
Name: Dynegy Nederland B.V.
State of Organization: Netherlands corporation
Appendix-10
Location: Weena, 336, 3012 NJ Rotterdam, The Netherlands
Nature of business: Holding company; holds interests in various
entities engaged in oil and gas activities
around the world.
Name: Dynegy Italia S.r.l.
State of Organization: Italian limited liability company
Nature of business: Development company in Italy.
Name: Dynegy Marketing and Trade Sarl
State of Organization: Switzerland limited liability company
Nature of business: International marketing and trading company.
Name: Dynegy Espana S.L.
State of Organization: Spain Company
Nature of business: Formed to engage in marketing and trading
business in Spain; no substantive business
operations in 2002.
Name: Dynegy Canada Inc.
State of Organization: Alberta corporation
Nature of business: Engaged in marketing and trading of natural
gas, power, coal, emission allowances and
the generation of electricity.
Name: Dynegy Canada Gas Marketing Ltd.
State of Organization: Alberta Corporation
Nature of business: Engaged in energy product marketing.
Name: 701289 Alberta Ltd.
State of Organization: Alberta corporation
Nature of business: Formerly held certain of Claimant's Canadian
assets, which assets were sold in 2001.
Name: Dynegy Argentina, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: NGC Colombia, Inc.
State of Organization: Delaware
Nature of business: Holding company; owns 1.2% of the stock of
NGC Colombia S.A.
Name: NGC Colombia S.A.
State of Organization: Colombia corporation
Appendix-11
Nature of business: Dormant.
Name: Dynegy Global Liquids, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in entities
conducting Dynegy's international natural
gas liquids business.
Name: Dynegy Cayman Holdings, Ltd.
State of Organization: Cayman Islands corporation
Nature of business: Holding company; holds interests in entities
conducting Dynegy's international natural
gas liquids business and 1.2% of the stock
of NGC Colombia S.A.
Name: Dynegy Global Liquids (Cayman), Ltd.
State of Organization: Cayman Islands corporation
Nature of business: Owns the Australian Unit Trust in the
Townsville Project; no substantive business
operations in 2002.
Name: Dynegy Cayman Colombia I, Ltd.
State of Organization: Cayman Islands corporation
Nature of business: Holding company; owns 100% of the stock of
Dynegy Cayman Colombia II, Inc.; no
substantive business operations in 2002.
Name: Dynegy Cayman Colombia II, Ltd.
State of Organization: Cayman Islands corporation
Nature of business: Dormant.
Name: Dynegy Cayman Colombia III, Ltd.
State of Organization: Cayman Islands corporation
Nature of business: Dormant.
Name: Dynegy Cayman Colombia IV, Ltd.
State of Organization: Cayman Islands corporation
Appendix-12
Location: Walker House, Mary Street, George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: Dynegy Cayman Colombia V, Ltd.
State of Organization: Cayman Islands corporation
Location: Walker House, Mary Street, George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: Dinamica Integral de Energia Holdings, Ltd.
State of Organization: Cayman Islands corporation
Location: c/o W.S. Walker & Company, Second Floor,
Caledonian House, Mary Street, P.O. Box
265GT, George Town, Grand Cayman, Cayman
Islands
Nature of business: Dormant.
Name: Destec Labuan Holdings, Ltd.
State of Organization: Malaysian corporation
Location: c/o Baker &McKenziee, 1 Temasek Avenue
#27-01, Millenia Tower, Malaysia 039192
Nature of business: Dormant.
Name: Energy Infrastructure Overseas, Ltd.
State of Organization: Republic of Mauritius
Nature of business: Claimant holds an indirect 37.5% interest in
this entity which holds a 100% interest in
Energy Infrastructure (India), Ltd., an
Indian corporation.
Name: Energy Infrastructure (India), Ltd.
State of Organization: India
Nature of business: Minority-interest entity formed in
connection with a joint venture to develop
an LPG retail operation in India.
Name: Dynegy Global Liquids (Bahrain), Ltd.
State of Organization: Republic of Mauritius
Nature of business: Formed in connection with a potential joint
venture that was never completed; no
substantive business operations in 2002.
Name: Dynegy Global Liquids (Indonesia), Ltd.
State of Organization: Republic of Mauritius
Nature of business: Holding company; holds a 1% interest in P.T.
Dynegy Indonesia; no substantive business
operations in 2002.
Name: Dynegy LPG Services, Ltd.
Appendix-13
State of Organization: Republic of Mauritius
Nature of business: Holding company; holds a 99% interest in
P.T. Dynegy Indonesia; no substantive
business operations in 2002.
Name: P.T. Dynegy Indonesia
State of Organization: Republic of Indonesia
Nature of business: Formed in relation to a potential joint
venture in Indonesia which never
materialized; no substantive business
operations in 2002.
Name: Dynegy Luxembourg Holdings S.A.R.L.
State of Organization: Luxembourg Company
Nature of business: Finance company.
Name: Dynegy Mexico, Inc.
State of Organization: Delaware
Nature of business: Holding company; owns 100% of the stock of
Dynegy Mexico, S.A. de C.V. and 1.4% of the
stock of NGC Colombia S.A.; no substantive
business operations in 2002.
Name: Dynegy Mexico, S.A. de C.V.
State of Organization: Mexico corporation
Nature of business: Dormant.
Name: Dynegy Pty Limited
State of Organization: Australian corporation
Location: Level 17, 2 Chifley Square, Syndey, NSW 2000
Nature of business: Dormant.
Name: Dynegy Holdings Limited
State of Organization: UK ltd. corp.
Nature of business: Holding company; holds interests in entities
conducting the Claimant's UK energy
operations.
Name: Dynegy Europe Limited
State of Organization: UK limited corporation
Location: England and Wales
Nature of business: Holding company; holds interests in entities
conducting the Claimant's UK energy
operations.
Name: Dynegy UK Limited
State of Organization: UK limited corporation
Location: First Floor, 4 Grosvenor Place, London,
England SW1X7HJ
Appendix-14
Nature of business: Engaged international marketing and
trading business.
Name: Dynegy Global Finance Limited
State of Organization: UK limited corporation
Nature of business: Finance company in UK.
Name: Dynegy Norway Limited
State of Organization: UL limited corporation
Location: England and Wales
Nature of business: UK trading company.
Name: Dynegy Trading Services Limited
State of Organization: UK ltd. corp.
Nature of business: Dormant.
Name: Dynegy Investment Limited
State of Organization: UK ltd. corp.
Nature of business: Dormant.
Name: Dynegy Upper Holdings, LLC
State of Organization: Delaware
Nature of business: Holding company; holds 100% of the
membership interests of Dynegy Holding
Company, LLC (no initial capital
contribution).
Name: Dynegy Holding Company, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds interests in
various marketing and midstream services
entities.
Name: DMS LP, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in
various marketing and midstream services
entities.
Name: Dynegy Midstream G.P., Inc.
State of Organization: Delaware
Nature of business: Holding company; holds general partner
interest in owner of natural gas
processing facility.
Name: Dynegy Operating Partners L.P.
State of Organization: Delaware
Nature of business: Holding company; holds 100% interest in
Dynegy DMS Holdings GP LLC and 96.6%
interest in Dynegy DMS Holdings LP.
Appendix-15
Name: Dynegy DMS Holdings GP LLC
State of Organization: Delaware
Nature of business: Holds 3.4% general partnership interest
in Dynegy DMS Holdings LP; no
substantive business operations in 2002.
Name: Dynegy DMS Holdings LP
State of Organization: Delaware
Nature of business: Formed in connection with potential
master limited partnership transaction;
no substantive business operations in
2002.
Name: Dynegy DEP GP LLC
State of Organization: Delaware
Nature of business: Holding company; holds a 2% general
partnership interest in Dynegy Energy
Partners L.P. and a 100% membership
interest in Dynegy Operating GP LLC; no
substantive business operations in 2002.
Name: Dynegy Operating GP LLC
State of Organization: Delaware
Nature of business: Formed in connection with potential
master limited partnership transaction;
no substantive business operations in
2002.
Name: Dynegy Energy Partners L.P.
State of Organization: Delaware
Nature of business: Formed in connection with potential
master limited partnership transaction;
no substantive business operations in
2002.
Name: Dynegy DEP LP LLC
State of Organization: Delaware
Nature of business: Formed in connection with potential
master limited partnership transaction;
no substantive business operations in
2002.
Name: Dynegy DMS GP LLC
State of Organization: Delaware
Nature of business: Formed in connection with potential
master limited partnership transaction;
no substantive business operations in
2002.
Name: Dynegy Power Marketing, Inc.
State of Organization: Texas
Nature of business: Engaged in wholesale power marketing
business.
Name: NGC Corporation
State of Organization: Delaware
Nature of business: Dormant.
Name: Dynegy Midstream Services, Limited
Partnership
State of Organization: Delaware (limited partnership)
Nature of business: Owns and operates natural gas processing
facility; also holds interests in
various natural gas processing and
natural gas liquids entities.
Name: Venice Energy Services Company, L.L.C.
Appendix-16
State of Organization: Delaware (limited liability company)
Nature of business: Limited liability company in which the
Claimant has an indirect 22.8958%
interest; owns and operates a natural
gas processing, extraction,
fractionation and storage facility
located in Louisiana.
Name: Venice Gathering System, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Limited liability company in which the
Claimant has an indirect 22.8958%
interest; owns a pipeline system that
supplies Venice Energy Services Company,
L.L.C.
Name: Hackberry LNG Terminal, L.L.C.
State of Organization: Delaware (limited liability company
Nature of business: Formed to develop a liquified natural
gas terminal in Hackberry, Louisiana.
Name: Versado Gas Processors, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Joint venture formed to pursue gas
opportunities in New Mexico.
Name: Downstream Energy Ventures Co., L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds general partner
interest in owner of a natural gas
liquids fractionation facility.
Name: Cedar Bayou Fractionators, L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Limited partnership in which the
Claimant has an indirect 88% interest;
engaged in providing fractionation
services for third-party owned natural
gas liquids.
Name: Midstream Barge Company, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Owns and leases barges used in natural
gas liquids business.
Name: Dynegy Liquids G.P., L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 1% interest in
Dynegy Liquids Marketing and Trade.
Appendix-17
Name: Dynegy Liquids Marketing and Trade
State of Organization: Delaware (general partnership)
Nature of business: Purchases, sells and trades natural gas
liquids and related products.
Name: Gulf Coast Fractionators
State of Organization: Texas (general partnership)
Nature of business: Partnership in which the Claimant has an
indirect 38.75% interest; owns a
fractionation facility located in Texas.
Name: Bradshaw Gathering System
State of Organization: Texas (general partnership)
Nature of business: Provides natural gas gathering services.
Name: Dynegy Regulated Holdings, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds interests in
various entities engaged in the natural
gas liquids business.
Name: Dynegy OPI, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Dynegy NGL Pipeline Company, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Owns interstate natural gas pipeline
from Texas to Louisiana.
Name: Dynegy Intrastate Pipeline, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Owns intrastate natural gas pipeline in
Texas.
Name: Warren Petroleum Company, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Hackberry LNG Supply, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Dynegy Energy Pipeline Company, LLC
State of Organization: Delaware
Nature of business: Formed to hold two regulated pipelines
that have not yet been transferred; no
substantive business operations in 2002.
Appendix-18
Name: DMT Holdings, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in
various energy and investment companies.
Name: NGC Storage, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: Natural Gas Clearinghouse, Inc.
State of Organization: Delaware
Nature of business: Provides natural gas marketing and
related services.
Name: DGPI Inc.
State of Organization: Delaware
Nature of business: Contingent liability risk management
company.
Name: Dynegy Gas Transportation, Inc.
State of Organization: Delaware
Nature of business: Nominal holder of transportation
contracts; no substantive business
operations in 2002.
Name: Dynegy Consulting Services, Inc.
State of Organization: Delaware
Nature of business: Provides consulting services to third
parties and holds other interests.
Name: Dynegy Technology Capital Corp.
State of Organization: Delaware
Nature of business: Formed to make technology investments.
Name: Dynegydirect Inc.
State of Organization: Delaware
Nature of business: Nominal holder of certain rights
relating to the Claimant's former
on-line trading portal; no substantive
business operations in 2002.
Name: Dynegy Energy Services, Inc.
State of Organization: Delaware
Nature of business: Retail power marketer.
Name: SouthStar Energy Services LLC
State of Organization: Delaware (limited liability company)
Nature of business: Retail gas company in which the Claimant
has an indirect 20% interest.
Appendix-19
Name: Illinois Power Energy, Inc.
State of Organization: Delaware
Nature of business: Formed to perform retail power sales in
Illinois; no substantive business
operations in 2002.
Name: DEM GP, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 3% general
partner interest in Dynegy Energy
Marketing, LP.
Name: DEM LP, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 97% limited
partner interest in Dynegy Energy
Marketing, LP.
Name: Dynegy Energy Marketing, LP
State of Organization: Delaware (limited partnership)
Nature of business: Formed to sell electricity and related
services to retail electricity
customers.
Name: Dynegy Strategic Investments LP, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 99% limited
partner interest in Dynegy Strategic
Investments, LP (no initial capital
contribution).
Name: Dynegy Strategic Investments GP, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 1% general
partner interest in Dynegy Strategic
Investments, LP (no initial capital
contribution).
Name: Dynegy Strategic Investments, L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Formed to invest in venture capital and
third party opportunities; no
substantive business operations in 2002.
Name: Dynegy Storage Technology and Services,
Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 99% limited
partner interests in Dynegy Storage
Technology and Services, L.P. (no
initial capital contribution).
Name: Dynegy Storage Technology and Services,
GP, LLC
Appendix-20
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 1% general
partner interest in Dynegy Storage
Technology and Services, L.P. (no
initial capital contribution).
Name: Dynegy Storage Technology and Services,
L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Formed to invest in venture capital and
third party opportunities; no
substantive business operations in 2002.
Name: DMT L.P., LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 97% limited
partner interest in DMT Holdings, LP.
Name: DMT G.P., LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 3% general
partner interest in DMT Holdings, LP.
Name: DMT Holdings, LP
State of Organization: Delaware (limited partnership)
Nature of business: Holding company; holds interests in
various marketing and trading companies.
Name: Dynegy Broadband Marketing and Trade
State of Organization: Delaware (general partnership)
Nature of business: Engaged in marketing and trading of
broadband.
Name: Dynegy Marketing and Trade
State of Organization: Colorado (general partnership)
Nature of business: Engaged in marketing and trading of
natural gas, power, coal, emission
allowances and the generation of
electricity.
Name: Dynegy Coal Trading & Transportation,
L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Arranges fuel supply for affiliated
coal-fired generation facilities.
Name: Nicor Energy, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Limited liability company in which the
Claimant has an indirect 50% interest;
engaged in business of providing retail
gas and electric services.
Appendix-21
Name: DMT Supply Holdings, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 100% of interests
in DMT Supply Holdings Grantor Trust.
Name: Dynegy Supply Holdings Grantor Trust
State of Organization: Delaware business trust
Nature of business: Holding company; holds 99% limited
partnership interest in DMT Supply, LP
(no initial capital contribution).
Name: DMT Supply, LLC
State of Organization: Delaware
Nature of business: Holding company; holds 1% general
partnership interest in DMT Supply. LP.
Name: DMT Supply, LP
State of Organization: Delaware (limited partnership)
Nature of business: Entity formed to engage in natural gas
delivery and operations.
Name: DMG Enterprises, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 100% membership
interest in Havana Dock Enterprises,
LLC.
Name: Havana Dock Enterprises, LLC
State of Organization: Delaware
Nature of business: Owns a coal transfer and handling
facility.
Name: Dynegy GP Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in
various marketing and trading entities;
no substantive business operations in
2002.
Name: Dynegy Administrative Services Company
State of Organization: Delaware
Nature of business: Holding company for contingent
liability risk management companies.
Name: NIPC, Inc.
State of Organization: Texas
Nature of business: Contingent liability risk management
company.
Appendix-22
Name: Dynegy I.T., Inc.
State of Organization: Delaware
Nature of business: Nominal holder of various intellectual
property licenses for different
locations; no substantive business
operations in 2002.
Name: DFS L.P., LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 97% limited
partner interest in Dynegy Financial
Services, LP (initial capital
contribution of $970).
Name: DFS G.P., LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company; holds 3% general
partner interest in Dynegy Financial
Services, LP (initial capital
contribution of $30).
Name: Dynegy Financial Services, LP
State of Organization: Delaware (limited partnership)
Nature of business: Provides cash collection, credit, and
accounts receivables factoring services.
Name: Dynegy Catlin Member, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds indirect
interests in Midwest power generation
assets.
Name: Catlin Associates, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Financial entity in which claimant holds
a 10% indirect interest.
Name: Dynegy Midwest Generation, Inc.
State of Organization: Delaware
Nature of business: Owner of power generation facilities.
Name: Black Thunder Member, Inc.
State of Organization: Delaware
Nature of business: Project entity formed for the purpose of
a structured financing transaction; no
substantive business operations in 2002.
Name: MCTJ Holding Co., LLC
State of Organization: Delaware
Nature of business: Acquired in connection with acquisition
of Northern Natural Gas Company, which
was later sold; holds the stock NNGC
Holding Co., LLC.
Appendix-23
Name: NNGC Holding Co., LLC
State of Organization: Delaware
Nature of business: Acquired in connection with acquisition
of Northern Natural Gas Company; held
the stock of Northern Natural Gas
Company
Name: CoGen Lyondell, Inc.
State of Organization: Texas
Nature of business: Owner of power generation facilities
(QF) selling at wholesale.
Name: CEC Prime, Inc.
State of Organization: Delaware
Nature of business: Dormant.
Name: Dynegy Engineering, Inc.
State of Organization: Texas
Nature of business: Performs engineering work for Dynegy
power generation project.
Name: Dynegy Management, Inc.
State of Organization: Delaware
Nature of business: Limited partner of entity providing
business management services.
Name: Dynegy Services, Inc.
State of Organization: Delaware
Nature of business: General partner of entity providing
business management services.
Name: Dynegy Power Management Services, L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Provides business management services to
generation facility owners which are
owned wholly or jointly by Dynegy
entities.
Name: Dynegy Operating Company
State of Organization: Texas
Nature of business: Performs operating and maintenance
services for generation facilities which
are owned wholly or jointly by Dynegy
entities.
Name: Dynegy Power Management Services, Inc.
State of Organization: Texas
Nature of business: Provides administrative services to
Dynegy entities.
Name: Dynegy Parts and Technical Services,
Inc.
Appendix-24
State of Organization: Texas
Nature of business: Provides parts and technical services
relating to combustion turbines for Dynegy
entities.
Name: Dynegy Power Project I, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Dynegy Power Project II, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: HEP CoGen, Inc.
State of Organization: Texas
Nature of business: Dormant.
Name: Northway CoGen, Inc.
State of Organization: Texas
Nature of business: Dormant.
Name: Dynegy Global Communications Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in various
global communications entities with no
public utility assets and no public utility
subsidiaries or affiliates as defined under
the Act.
Name: Dynegy Europe Communications Holdings, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds interests in various
global communications entities.
Name: Dynegy Europe Communications I, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company (1% general partner
interest) in DEC Communications C.V.
(initial capital contribution of 250 shares
of Dynegy Europe Communications I B.V. (at
one Euro per share) plus promissory note
obligations of approximately 271,020
Pounds).
Name: Dynegy Europe Communications II, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Holding company (1% general partner
interest) in DEC Communications C.V.
(initial capital contribution of 250 shares
of Dynegy Europe
Appendix-25
Communications I B.V. (at one Euro per
share) plus promissory note obligations of
approximately 271,020 Pounds).
Name: DEC Communications C.V.
State of Organization: Netherlands
Nature of business: Holding company; holds 100% of interests in
Dynegy Europe Communications I B.V. (25,000
shares at one Euro per share).
Name: Dynegy Europe Communications I B.V.
State of Organization: Netherlands company
Nature of business: Holding company; holds 100% of interests in
Dynegy Europe Communications II B.V (46,000
shares at one Euro per share).
Name: Dynegy Europe Communications II B.V.
State of Organization: Netherlands company
Nature of business: Holding company; holds interest in various
global communications entities; also engaged
in business of providing long-haul broadband
network services.
Name: Dynegy Belgium Communications Sprl
State of Organization: Belgium Corp.
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Austria Communications GmbH
State of Organization: Austrian company
Location: A-1010 Wien. Rotenturmstrassee 13
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Germany Communications GmbH
State of Organization: Germany Corp.
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy France Communications SARL
State of Organization: France Corp.
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Switzerland Communications Sarl
State of Organization: Switzerland Corp.
Appendix-26
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Spain Communications S.L.
State of Organization: Spain Corp.
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Italy Communications Srl
State of Organization: Italy Corp.
Nature of business: Engaged in business of providing long-haul
broadband network services.
Name: Dynegy Europe Communications Holdings
Limited
State of Organization: UK limited corporation
Nature of business: Holding company; holds 100% of interests in
Dynegy UK Communications Ltd. (100 shares at
1 Pound per share).
Name: Dynegy Europe Communications Limited
State of Organization: UK limited corporation
Nature of business: Form to engage in business of providing
long-haul broadband network services.
Name: Dynegy UK Communications Limited
State of Organization: UK limited corp.
Nature of business: Engaged in the business of providing
long-haul broadband network services.
Name: DGC Leasing, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Leases European telecommunications network
assets.
Name: Mantiss Information Corporation
State of Organization: Delaware
Nature of business: Holding company; holds 10% limited partner
interest in Dynegy Connect, L.P.
(contributed $23,257,032 for 3,100,938
units).
Name: Dynegy Connect GP, Inc.
State of Organization: Delaware
Nature of business: Holding company; holds 1% general partner
interest in Dynegy Connect, L.P.
(contributed $2,325,703 for 310,094 units).
Appendix-27
Name: Dynegy Connect, L.P.
State of Organization: Delaware (limited partnership)
Nature of business: Conducts long-haul broadband network
business.
Name: Dynegy Asia Communications, Ltd.
State of Organization: Hong Kong company
Nature of business: Holding company; holds 100% of interests in
Extant Information Technology (Shenzen)
Company Limited.
Name: Extant Information Technology (Shenzen)
Company Limited
State of Organization: China
Nature of business: Operator of Asian data services business.
Name: Mantiss, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Formed to engage in international
telecommunications business; no substantive
business operations in 2002.
Name: Mantiss Software Solutions India Private
Ltd.
State of Organization: India
Nature of business: Formed for development of software; no
substantive business operations in 2002.
Name: DCP Leasing, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Leases European telecommunications network
assets.
Name: Dynegy Communications Clearinghouse, Inc.
State of Organization: Delaware
Nature of business: Holds telecommunications license.
Name: Dynegy CLEC Communications (Virginia), Inc.
State of Organization: Virginia
Nature of business: Holds telecommunications license; no
substantive business operations in 2002.
Name: Dynegy Government Services, Inc.
State of Organization: Delaware
Nature of business: Formed to enter into governmental contracts;
no substantive business operations in 2002.
Appendix-28
Name: Dynegy Voice Communications, Inc.
State of Organization: Delaware
Nature of business: Formed to enter into business related to
voice communications; no substantive
business operations in 2002.
Name: Illinova Corporation
State of Organization: Illinois
Nature of business: Public utility holding company (holds common
stock and approximately 73% of the preferred
stock of Illinois Power Company).
Name: Illinova Generating Company
State of Organization: Illinois
Nature of business: Develops and operates independent power
projects.
Name: IGC Grimes County, Inc.
State of Organization: Illinois
Nature of business: Holding company; holds 0.2% general partner
interest in Tenaska Frontier Partners.
Name: IGC Grimes Frontier, Inc.
State of Organization: Illinois
Nature of business: Holding company; holds 19.8% limited partner
interest in Tenaska Frontier Partners.
Name: Tenaska Frontier Partners
State of Organization: Delaware (limited partnership)
Nature of business: Limited Partnership in which the Claimant
has a 20% indirect interest; owns a
wholesale power project (under
development/construction).
Name: Illinova Resource Recovery, Inc.
State of Organization: Illinois
Nature of business: Dormant.
Name: IGC Krishnapatnam Company
State of Organization: Illinois
Nature of business: Dormant.
Name: IPG Ferndale, Inc.
State of Organization: Illinois
Nature of business: Holding company; holds 5% general partner
interest in Teneska Washington Partners.
Name: IPG Paris, Inc.
Appendix-29
State of Organization: Illinois
Nature of business: Holding company; holds 15% limited partner
interest in Tenaska III Partners, Ltd. and
100% of stock in Charter Oak (Paris), Inc.
Name: Charter Oak (Paris), Inc.
State of Organization: Connecticut
Nature of business: Holding company; holds 25% limited partner
interest in Tenaska III Partners, Ltd.
Name: Tenaska Washington Partners
State of Organization: Washington (limited partnership)
Nature of business: Limited partnership in which the Claimant
has an indirect 5% interest; owns a
wholesale power project (currently under
development/construction).
Name: Tenaska III Partners, Ltd.
State of Organization: Texas (limited partnership)
Nature of business: Limited partnership in which the Claimant
has an indirect 40% interest; owns a 40%
limited partner interest in the owner of a
wholesale power project (currently under
development/construction).
Name: Tenaska III Texas Partners
State of Organization: Texas (general partnership)
Nature of business: Limited partnership in which the Claimant
has an indirect 16% interest; owns a
wholesale power project (currently under
development/construction).
Name: COE (Gencoe) Corp.
State of Organization: Connecticut
Nature of business: Corporation in which the Claimant has an
indirect 49% ownership interest; holds 20.1%
interest in each of IGC (UK) Corp. and COE
(UK) Corp.
Name: IGC (UK) Corp.
State of Organization: Delaware
Nature of business: Dormant.
Name: COE (UK) Corp.
State of Organization: Connecticut
Nature of business: Dormant.
Name: IGC Maranon LLC
State of Organization: Cayman Islands (limited liability company)
Appendix-30
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: Maranon I, LLC
State of Organization: Cayman Islands (limited liability company)
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: Maranon II, LLC
State of Organization: Cayman Islands (limited liability company)
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: Maranon III, LLC
State of Organization: Cayman Islands (limited liability company)
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: IGC (Gencoe) Corp.
State of Organization: Delaware
Nature of business: Dormant.
Name: IGC Global, Inc.
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds 100% of the interests
in IGC International, Inc. (2,602.2 shares
for a total investment of $29,440,197).
Name: ECI Energy Ltd.
State of Organization: Delaware
Nature of business: Dormant.
Name: Illinois Power Company
Appendix-31
State of Organization: Illinois
Nature of business: Natural gas and electric utility company.
Name: IP Gas Supply Company
State of Organization: Illinois
Nature of business: Gas exploration company.
Name: Illinois Power Capital LP
State of Organization: Delaware (limited partnership)
Nature of business: Dormant.
Name: Illinois Power Special Purpose Trust
State of Organization: Delaware (business trust)
Nature of business: A Delaware business trust whose sole owner
is Illinois Power Securitization Limited
Liability Company. Formed to issue
Transitional Funding Trust Notes as allowed
by the 1997 Electric Utility Transition
Funding Law; special purpose entity whose
results are consolidated with those of
Illinois Power Company.
Name: Illinois Power Securitization Limited
Liability Company
State of Organization: Delaware
Nature of business: Granted rights of intangible transition
property created by Illinois Commerce
Commission as part of the 1997 Electric
Utility Transition Funding Law; special
purpose entity whose results are
consolidated with those of Illinois Power
Company.
Name: Illinois Power Financing I
State of Organization: Delaware (statutory business trust)
Nature of business: Statutory business trust in which Illinois
Power serves as a sponsor; dormant.
Name: Illinois Power Financing II
State of Organization: Delaware (statutory business trust)
Nature of business: Statutory business trust in which Illinois
Power serves as a sponsor; dormant.
Name: Illinois Power Transmission Company, LLC
State of Organization: Delaware (limited liability company)
Nature of business: Dormant.
Name: Illinova Energy Partners, Inc.
State of Organization: Delaware
Nature of business: Markets energy and energy-related services
in United States and Canada.
Appendix-32
Name: Illinova Electric Partners, Inc.
State of Organization: Illinois
Nature of business: Dormant.
Name: EMC Gas Transmission Co.
State of Organization: Oklahoma
Nature of business: Engaged in retail sales of natural gas to
customers in Michigan.
Name: Illinova Insurance Company
State of Organization: Vermont
Nature of business: Captive insurance company.
Name: Illinova Business Enterprises, Inc.
State of Organization: Illinois
Nature of business: Formed to engage in miscellaneous
unregulated business activities; no
substantive business operations in 2002.
Name: Dynegy Customer Care, L.L.C.
State of Organization: Delaware (limited liability company)
Nature of business: Formed to provide customer services to
Illinois Power Company and others.
Name: IGC International, Inc.
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Grand
Cayman, Cayman Islands, British West Indies
Nature of business: Holding company.
Name: IGC International II, Inc.
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company.
Name: IGC (Wind) LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Owner of power project.
Name: Generacion Eolica Trust
Appendix-33
State of Organization: Costa Rica (Trust)
Nature of business: Holding company; holds 1% interest in
Generacion Eolica Ltda.
Name: Generacion Eolica, Ltda.
State of Organization: Costa Rica (limited liability company)
Nature of business: Holding company; holds 35% interest in
Plantas Eolicas S. de R.L.
Name: Fuerza Electrica de Latinoamerica, LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Dormant.
Name: IGC Chorrera, LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds 50% interest in owner
of generation facilities in Panama (EWG).
Name: IGC-ERI Pan-Am Thermal Generating, Ltd.
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds interests in IGC-ERI
Thermal Generating Finco, Ltd.
Name: IGC ELCO Partnership, LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds 66.67% interest in
ELCO Power Investment Co., LLC and 15.2%
interest in Electricida de Cortes de R.L. de
C.V. (ELCOSA).
Name: ELCO Power Investment Co., LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Appendix-34
Nature of business: Holding company; holds 10% interest in
Electricida de Cortes de R.L. de C.V.
(ELCOSA) (107,310 shares for a total
investment of approximately $16 million).
Name: IGC Jamaica Partnership, LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds 17.75% interest in
Doctor Bird Power Company.
Name: Doctor Bird Power Company
State of Organization: St. Lucia
Nature of business: Holding company in which the Claimant has an
indirect 17.75% interest; holds interests in
international power project entity.
Name: IGC Uch, LLC
State of Organization: Cayman Islands
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company; holds interests in
international power project entities.
Name: Tenaska Illinois Generating International,
LDC
State of Organization: Cayman Islands in which Claimant has an
indirect 50% interest
Location: c/o Maples and Calder, P.O. Box 309, Ugland
House, South Church Street. George Town,
Grand Cayman, Cayman Islands
Nature of business: Holding company in which the Claimant has an
indirect 50% interest; holds 98% interest in
Teneska UPL (L) Corporation.
Name: Tenaska UPL (L) Corporation
State of Organization: Malaysia
Nature of business: Holding company; holds approximate 30%
interests in international power project
holding companies.
Name: UPLHC-I, LDC
State of Organization: Pakistan
Appendix-35
Nature of business: Holding company in which the Claimant has an
indirect 15.17% interest; holds 99% interest
in UCH Power Limited.
Name: UPLHC-II, LDC
State of Organization: Pakistan
Nature of business: Holding company in which the Claimant has an
indirect 15.17% interest; holds 1% interest
in UCH Power Limited.
Name: Illinova ZJXC Company
State of Organization: Mauritius
Location: B.C.M. (Secretaries) Ltd., 6th floor, Cerne
House, Chaussee, Port Louis, Mauritus
Nature of business: Holding company; holds 60% interest in
Zhejang Xinchang- IGC Power Co., Ltd.
Name: Zhejang Xinchang-IGC Power Co., Ltd.
State of Organization: China (Sino-foreign JV)
Nature of business: Electric power plant in which the Claimant
has an indirect 60% passive interest.
Name: IGC Mauritius Holding Company, Ltd.
State of Organization: Mauritius
Location: B.C.M. (Secretaries) Ltd., 6th floor, Cerne
House, Chaussee, Port Louis, Mauritus
Nature of business: Holding company.
Name: IGC-STI Guna Company
State of Organization: Mauritius
Location: B.C.M. (Secretaries) Ltd., 6th floor, Cerne
House, Chaussee, Port Louis, Mauritus
Nature of business: Dormant.
Name: IGC Mauritius International Company
State of Organization: Mauritius
Location: B.C.M. (Secretaries) Ltd., 6th floor, Cerne
House, Chaussee, Port Louis, Mauritus
Nature of business: Holding company; holds 90% interest in
Zhuzhou Nangang Cogeneration Power Co., Ltd.
Name: Zhuzhou Nangang Cogeneration Power Co., Ltd.
State of Organization: China (Sino-foreign JV)
Nature of business: Electric power plant in which the Claimant
has an indirect 90% passive interest.
Appendix-36