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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 5)
L-1 Identity Solutions, Inc.
(Name of Issuer)
Common Stock, $0.001 par value 50212A 10 6
(Title of class of securities) (CUSIP number)
Aston Capital Partners L.P.
c/o L-1 Investment Partners LLC
177 Broad Street
Stamford, CT 06901
with copies to:
Marita A. Makinen, Esq.
Weil, Gotshal & Manges LLP
767 Fifth Avenue
New York, NY 10153
(212) 310-8000
(Name, address and telephone number of person authorized to receive notices
and communications)
November 25, 2009(1)
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the Schedule, including all exhibits.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934
(the "Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act.
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(1) This statement is being filed by the Reporting Persons in order to bring
current the information contained herein, but no reportable event occurred on
November 25, 2009.
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1 NAME OF REPORTING PERSON: Aston Capital Partners L.P.
---------- ---------------------------------------------------------------------
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](2)
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
---------- ---------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
---------- ---------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
---------- ---------------------------------------------------------------------
7 SOLE VOTING POWER: 0
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER: 7,619,047
SHARES
BENEFICIALLY --------- ------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER: 0
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
---------- ---------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,619,047
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
---------- ---------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.3%
---------- ---------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: PN
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-------------------
(2) The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
2
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1 NAME OF REPORTING PERSON: Aston Capital Partners GP LLC
---------- ---------------------------------------------------------------------
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](3)
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
---------- ---------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
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7 SOLE VOTING POWER: 0
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER: 7,619,047
SHARES
BENEFICIALLY --------- ------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER: 0
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
---------- ---------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,619,047
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
---------- ---------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.3%
---------- ---------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: OO
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-------------------
(3) The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
3
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1 NAME OF REPORTING PERSON: L-1 Investment Partners LLC
---------- ---------------------------------------------------------------------
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](4)
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
---------- ---------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
---------- ---------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware
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7 SOLE VOTING POWER: 0
--------- ------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER: 7,619,047
SHARES
BENEFICIALLY --------- ------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER: 0
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
---------- ---------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,619,047
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
---------- ---------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.3%
---------- ---------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: OO
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-------------------
(4) The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
4
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1 NAME OF REPORTING PERSON: Robert V. LaPenta
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](5)
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3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States
--------- ------------------------------------------------------
7 SOLE VOTING POWER: 5,766,553(6)
NUMBER OF
SHARES --------- ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 7,619,047
OWNED BY
EACH --------- ------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER: 5,766,553
PERSON WITH
--------- ------------------------------------------------------
10 SHARED DISPOSITIVE POWER: 7,619,047
---------- ---------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 13,385,600
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 14.6%
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14 TYPE OF REPORTING PERSON: IN
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-------------------
(5) The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
(6) Includes shares underlying options exercisable within sixty (60) days of the
date hereof.
5
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1 NAME OF REPORTING PERSON: James A. DePalma
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](7)
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States
--------- ------------------------------------------------------
7 SOLE VOTING POWER: 408,428(8)
NUMBER OF
SHARES --------- ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 7,619,047
OWNED BY
EACH --------- ------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER: 408,428
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 8,027,475
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.8%
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14 TYPE OF REPORTING PERSON: IN
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-------------------
7 The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
8 Includes shares underlying options exercisable within sixty (60) days of the
date hereof.
6
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1 NAME OF REPORTING PERSON: Joseph S. Paresi
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](9)
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States
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7 SOLE VOTING POWER: 259,937(10)
NUMBER OF
SHARES --------- ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 7,619,047
OWNED BY
EACH --------- ------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER: 259,937
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,878,984
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.6%
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14 TYPE OF REPORTING PERSON: IN
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-------------------
9 The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
10 Includes shares underlying options exercisable within sixty (60) days of the
date hereof.
7
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1 NAME OF REPORTING PERSON: Doni L. Fordyce
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S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_]
(b) [X](11)
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3 SEC USE ONLY
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4 SOURCE OF FUNDS: OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e): [_]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States
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7 SOLE VOTING POWER: 265,382(12)
NUMBER OF
SHARES --------- ------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER: 7,619,047
OWNED BY
EACH --------- ------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER: 265,382
EACH
REPORTING --------- ------------------------------------------------------
PERSON WITH 10 SHARED DISPOSITIVE POWER: 7,619,047
---------- ---------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 7,884,429
---------- ---------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES: [_]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.6%
---------- ---------------------------------------------------------------------
14 TYPE OF REPORTING PERSON: IN
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-------------------
11 The Reporting Person expressly disclaims (a) the existence of any group and
(b) beneficial ownership with respect to any shares other than the shares owned
of record by such Reporting Person.
12 Includes shares underlying options exercisable within sixty (60) days of the
date hereof.
8
This Amendment No. 5 (this "Amendment") amends the Statement on
Schedule 13D originally filed on December 23, 2005 (the "Original Schedule"), by
Aston Capital Partners L.P., Aston Capital Partners GP LLC, L-1 Investment
Partners LLC, Mr. Robert V. LaPenta, Mr. James A. DePalma, Mr. Joseph S. Paresi
and Ms. Doni L. Fordyce (collectively, the "Reporting Persons") and is filed by
and on behalf of the Reporting Persons with respect to shares of common stock,
par value $0.001 per share (the "Company Common Stock"), of L-1 Identity
Solutions, Inc., a Delaware corporation (formerly known as Viisage Technology,
Inc., the "Company"). Unless otherwise indicated, all capitalized terms used
herein have the meaning ascribed to them in the Original Schedule.
Item 4. Purpose of the Transaction.
Item 4 is hereby supplemented by adding the following:
As previously reported, on December 16, 2005, (i) Aston purchased
from the Company a warrant to purchase 1,280,000 shares of Company Common Stock
(the "A-Warrant"), (ii) Aston purchased from the Company a warrant to purchase
320,000 shares of Company Common Stock (the "B-Warrant") and (iii) L-1 was
issued a warrant to purchase 440,000 shares of Company Common Stock (the "IBT
Warrant"). On December 16, 2008, the A-Warrant, B-Warrant and IBT Warrant
expired pursuant to their terms.
As previously disclosed by the Company, on May 6, 2009, the Company
obtained stockholder approval to convert the 15,107 shares of Series A Preferred
Stock of the Company held by Mr. LaPenta into 1,145,337 shares of Company Common
Stock, and such conversion occurred on May 11, 2009. Pursuant to the terms of
the Purchase Agreement entered into by Mr. LaPenta and the Company, Mr. LaPenta
was issued an additional 165,655 shares of Company Common Stock on July 1, 2009
in satisfaction of a contractual price protection right.
As previously disclosed by the Company, on July 31, 2009, the
Company entered into amendments to the existing employment agreements of Messrs.
LaPenta, DePalma and Paresi and Ms. Fordyce, among others, in order to extend
the term of such employment agreements. Pursuant to the amendments, the term of
each employment agreement was extended until August 29, 2012, with one-year
renewals thereafter. The amendments also provided for modifications to the
benefits for the executives in the event of a termination of employment without
cause or for good reason (as defined in the respective employment agreements).
The full text of the amendments is filed as Exhibits 10.1 through 10.4,
respectively, hereto and is incorporated herein by reference.
As previously disclosed by the Company, on September 8, 2009, the
Board of Directors of the Company granted shares of restricted Company Common
Stock and options to purchase Company Common Stock to Messrs. LaPenta, DePalma
and Paresi and Ms. Fordyce, among others, in light of the renewals of the
employment agreements. The Board approved grants of 250,000 shares of restricted
Company Common Stock and options to purchase 250,000 shares of Company Common
Stock to
9
Mr. LaPenta; 150,000 restricted shares and options to purchase 150,000
shares to Mr. DePalma; and 100,000 restricted shares and options to purchase
100,000 shares to each of Mr. Paresi and Ms. Fordyce. Each of the options to
purchase Company Common Stock has an exercise price of $7.23 per share and has a
10 year term, if not earlier exercised or forfeited in accordance with the
Company's 2008 Long Term Incentive Plan (the "Incentive Plan") and/or each
executive's applicable employment agreement. Each of the options and restricted
stock grants will vest in equal annual installments over a four year period from
the date of grant, subject to earlier forfeiture or acceleration in accordance
with the terms of the Incentive Plan and/or each executive's applicable
employment agreement. In connection with such equity award, Mr. LaPenta entered
into a form of equity award agreement with the Company which contained
provisions relating to Section 203 of the Delaware General Corporations Law
("Section 203"). Section 203, subject to certain exceptions, prohibits the
Company from engaging in a "business combination", as defined in Section 203,
with an "interested stockholder", generally defined as a person who beneficially
owns or has the right to acquire 15% or more of a company's outstanding voting
stock, for three years unless certain conditions are met. The award agreement
provides that the provisions of Section 203, including the exceptions contained
therein, will continue to apply if Mr. LaPenta were to become an "interested
stockholder", as defined in Section 203, except that all references to 15% in
the definition of "interested stockholder" shall be read to be references to
15.4%. The full text of the award agreement is filed as Exhibit 10.5 hereto and
is incorporated herein by reference.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended and restated in its entirety as follows:
All percentages in this Item 5 are based on 91,298,563 shares of
Company Common Stock outstanding as of November 23, 2009.
(a) The information contained in Rows (7) through (13) of the cover
pages of this Amendment No. 4 to Schedule 13D for each of the Reporting Persons
is incorporated herein by reference. As of the close of business on the date of
this Statement, the Reporting Persons beneficially owned the following shares of
Company Common Stock:
i. Aston may, pursuant to Rule 13d-3 of the Act, be deemed to be the
beneficial owner of 7,619,047 shares of Company Common Stock owned by it on its
own account, representing approximately 8.3% of the total issued and outstanding
shares of Company Common Stock.
ii. Aston GP may, pursuant to Rule 13d-3 of the Act, be deemed to be
the beneficial owner of 7,619,047 shares of Company Common Stock held by Aston,
representing approximately 8.3% of the total issued and outstanding shares of
Company Common Stock.
10
iii. L-1 may, pursuant to Rule 13d-3 of the Act, be deemed to be the
beneficial owner of 7,619,047 shares of Company Common Stock held by Aston,
representing approximately 8.3% of the total issued and outstanding shares of
Company Common Stock.
iv. Mr. LaPenta may, pursuant to Rule 13d-3 of the Act, be deemed to
be the beneficial owner of 13,385,600 shares of Company Common Stock, including
7,619,047 shares of Company Common Stock held by Aston, 5,766,553 shares of
Company Common Stock owned by him on his own account and 328,882 shares of
Company Common Stock underlying options exercisable within 60 days, representing
in the aggregate approximately 14.6% of the total issued and outstanding shares
of Company Common Stock.
v. Mr. James A. DePalma may, pursuant to Rule 13d-3 of the Act, be
deemed to be the beneficial owner of 8,027,475 shares of Company Common Stock,
including 7,619,047 shares of Company Common Stock held by Aston, 196,998 shares
of Company Common Stock owned by him on his own account and 211,430 shares of
Company Common Stock underlying options exercisable within 60 days, representing
approximately 8.8% of the total issued and outstanding shares of Company Common
Stock.
vi. Mr. Joseph S. Paresi may, pursuant to Rule 13d-3 of the Act, be
deemed to be the beneficial owner of 7,878,984 shares of Company Common Stock,
including 7,619,047 shares of Company Common Stock held by Aston, 134,580 shares
of Company Common Stock owned by him on his own account and 125,357 shares of
Company Common Stock underlying options exercisable within 60 days, representing
approximately 8.6% of the total issued and outstanding shares of Company Common
Stock.
vii. Ms. Doni Fordyce may, pursuant to Rule 13d-3 of the Act, be
deemed to be the beneficial owner of 7,884,429 shares of Company Common Stock,
including 7,619,047 shares of Company Common Stock held by Aston, 127,801 shares
of Company Common Stock owned by her on her own account and 137,581 shares of
Company Common Stock underlying options exercisable within 60 days, representing
approximately 8.6% of the total issued and outstanding shares of Company Common
Stock.
(b) The responses of the Reporting Persons to Rows (7) through (10)
of the cover pages of this Statement on Schedule 13D and Item 5(a) hereof are
incorporated herein by reference.
(c) Except as set forth herein, the Reporting Persons have not
effected any transaction in shares of Company Common Stock during the sixty (60)
days preceding the date of this Statement.
(d) The right to receive dividends on, and proceeds from the sale of
the shares of Company Common Stock which may be beneficially owned by the
entities
11
described in (a) and (b) above, is governed by the limited liability
company agreements and limited partnership agreement of each such entity, as
applicable, and such dividends or proceeds may be distributed with respect to
numerous limited partnership interests in addition to Messrs. LaPenta, DePalma
and Paresi and Ms. Fordyce.
(e) Not applicable.
Item 7. Material to be Filed as Exhibits.
Exhibit No. Description
----------- -----------
10.1 Amendment to the Employment Agreement dated as of August 29,
2006 between L-1 Identity Solutions, Inc. and Robert V.
LaPenta (incorporated herein by reference to Exhibit 10.1 of
the Company's Current Report on Form 8-K filed on August 5,
2009).
10.2 Amendment to the Employment Agreement dated as of August 29,
2006 between L-1 Identity Solutions, Inc. and James A. DePalma
(incorporated herein by reference to Exhibit 10.2 of the
Company's Current Report on Form 8-K filed on August 5, 2009).
10.3 Amendment to the Employment Agreement dated as of August 29,
2006 between L-1 Identity Solutions, Inc. and Joseph S. Paresi
(incorporated herein by reference to Exhibit 10.5 of the
Company's Current Report on Form 8-K filed on August 5, 2009).
10.4 Amendment to the Employment Agreement dated as of August 29,
2006 between L-1 Identity Solutions, Inc. and Doni L. Fordyce
(incorporated herein by reference to Exhibit 10.6 of the
Company's Current Report on Form 8-K filed on August 5, 2009).
10.5 Form of grant agreement for Mr. LaPenta.
12
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
ASTON CAPITAL PARTNERS L.P.
By: Aston Capital Partners GP LLC, its
general partner
By: /s/ James A. DePalma
-----------------------------------
Name: James A. DePalma
Title: Partner
13
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
ASTON CAPITAL PARTNERS GP LLC
By: /s/ James A. DePalma
-----------------------------------
Name: James A. DePalma
Title: Partner
14
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
L-1 INVESTMENT PARTNERS LLC
By: /s/ James A. DePalma
-----------------------------------
Name: James A. DePalma
Title: Partner
15
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
ROBERT V. LAPENTA
/s/ Robert V. LaPenta
----------------------------------------
16
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
JAMES A. DEPALMA
/s/ James A DePalma
----------------------------------------
17
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
JOSEPH S. PARESI
/s/ Josep S. Paresi
----------------------------------------
18
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in this statement is
true, complete and correct.
Dated: November 25, 2009
DONI L. FORDYCE
/s/ Doni L. Fordyce
----------------------------------------
19