form10ka.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 10-K/A
(Amendment No. 2)

 
 
x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010
 
Or
 
 
o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
FOR THE TRANSITION PERIOD FROM ____________ TO _______________
 
COMMISSION FILE NO. 1-12494
 
______________
 



CBL & ASSOCIATES PROPERTIES, INC.
(Exact Name of Registrant as Specified in Its Charter)

Delaware
(State or other jurisdiction of incorporation or organization)
  
62-1545718
(I.R.S. Employer Identification No.)

2030 Hamilton Place Blvd., Suite 500
Chattanooga, TN
(Address of principal executive offices)
  
37421
(Zip Code)

Registrant’s telephone number, including area code:  423.855.0001

Securities registered pursuant to Section 12(b) of the Act:

Title of each Class
  
Name of each exchange on
which registered
Common Stock, $0.01 par value 
New York Stock Exchange
7.75% Series C Cumulative Redeemable Preferred Stock, $0.01 par value 
New York Stock Exchange
7.375% Series D Cumulative Redeemable Preferred Stock, $0.01 par value 
New York Stock Exchange
 
Securities registered pursuant to Section 12(g) of the Act: None
 
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
Yes x                                           No o
 
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
Yes o                                           No x
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x                                           No o

 
 
 

 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes x                                           No o
 
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
 
 
   Large accelerated filer  x  Accelerated filer o
   Non-accelerated filer o(Do not check if a smaller reporting company)  Smaller Reporting Company o
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes o                                           No x
 
The aggregate market value of the 131,779,506 shares of common stock held by non-affiliates of the registrant as of June 30, 2010 was $1,639,337,055, based on the closing price of $12.44 per share on the New York Stock Exchange on June 30, 2010. (For this computation, the registrant has excluded the market value of all shares of its common stock reported as beneficially owned by executive officers and directors of the registrant; such exclusion shall not be deemed to constitute an admission that any such person is an “affiliate” of the registrant.)
 
As of February 9, 2011, 147,959,718 shares of common stock were outstanding.


DOCUMENTS INCORPORATED BY REFERENCE

Portions of the Registrant’s Proxy Statement for the 2011 Annual Meeting of Stockholders are incorporated by reference in Part III.



 
 
 














 
 
 



EXPLANATORY NOTE


Our Annual Report on Form 10-K for the fiscal year ended December 31, 2010, initially filed on March 1, 2011 (“Form 10-K”), as amended by Amendment No. 1 to Form 10-K filed on March 3, 2011, is revised by this Amendment No. 2 on Form 10-K/A to our Form 10-K (“Amendment No. 2”) to include the separate financial statements of JG Gulf Coast Town Center, LLC (“Gulf Coast”) and Triangle Town Member, LLC (“Triangle”), in accordance with Rule 3-09 of Regulation S-X (“Rule 3-09”), as new Exhibits 99.1 and 99.2, respectively, in Part IV, Item 15, Exhibits, Financial Statement Schedules (“Item 15”).  Gulf Coast and Triangle represent unconsolidated affiliates, each of which met the conditions of a significant subsidiary pursuant to Rule 3-09(a) and Rule 1-02(w) of Regulation S-X as of and for the year ended December 31, 2009.  In accordance with Rule 3-09(b)(1), the separate financial statements of Gulf Coast and Triangle are being filed as an amendment to our Form 10-K, as amended, within 90 days after the end of our fiscal year, as they were not available prior to the filing of our Form 10-K, as amended.

In addition, this Amendment No. 2 revises Item 15 to include new Exhibits 31.1, 31.2, 32.1 and 32.2, certifications of the Chief Executive Officer and Chief Financial Officer, pursuant to Rule 13a-14(a) and (b), and new Exhibits 23.2 and 23.3, consents of Deloitte & Touche LLP.

Except as described above, no other amendments are being made to the Form 10-K, as amended. This Amendment No. 2 does not update or modify the disclosure contained in our Form 10-K, as amended, in any way other than as required to reflect the items discussed above and does not reflect events occurring after the filing date of our Form 10-K, as amended.


 
 
1
 
 
PART IV
 

ITEM 15.   EXHIBITS, FINANCIAL STATEMENT SCHEDULES
      
         
(1)
Consolidated Financial Statements
      
         
 
Report of Independent Registered Public Accounting Firm
      
         
 
Consolidated Balance Sheets as of December 31, 2010 and 2009
      
         
 
Consolidated Statements of Operations for the Years Ended
      
 
December 31, 2010, 2009 and 2008
      
         
 
Consolidated Statements of Equity for the Years
      
 
Ended December 31, 2010, 2009 and 2008
      
         
 
Consolidated Statements of Cash Flows for the Years Ended
      
 
December 31, 2010, 2009 and 2008
      
         
 
Notes to Consolidated Financial Statements
      
         
The Consolidated Financial Statements above are incorporated by reference from the Annual
Report on Form 10-K of CBL & Associates Properties, Inc. filed on March 1, 2011, as amended by
Amendment No. 1 to Form 10-K filed on March 3, 2011.
         
(2)
Consolidated Financial Statement Schedules
      
         
 
Schedule II Valuation and Qualifying Accounts
      
         
 
Schedule III Real Estate and Accumulated Depreciation
      
         
 
Schedule IV Mortgage Loans on Real Estate
      
         
 
Financial statement schedules not listed herein are either not required or are not present in
amounts sufficient to require submission of the schedule or the information required to be
included therein is included in our consolidated financial statements in Item 15 or are reported
elsewhere.
         
The Consolidated Financial Statement Schedules above are incorporated by reference from the
Annual Report on Form 10-K of CBL & Associates Properties, Inc. filed on March 1, 2011, as
amended by Amendment No. 1 to Form 10-K filed on March 3, 2011.
         
(3)
Exhibits
      
         
The Exhibit Index attached to this report is incorporated by reference into this Item 15(a)(3).
  

 
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SIGNATURES

 
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 CBL & ASSOCIATES PROPERTIES, INC.  
  (Registrant)  
   
  By: __/s/ John N. Foy_________  
John N. Foy
Vice Chairman of the Board, Chief Financial Officer, Treasurer and Secretary
  
 
Dated: March 31, 2011

 
3
 

EXHIBIT INDEX

Exhibit
Number
 
Description
  
3.1
 Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company, dated October 8, 2009 (z)  
3.2
Amended and Restated Certificate of Incorporation of the Company, as amended through October 8, 2009 (z)
  
3.3
Amended and Restated Bylaws of the Company, as amended effective November 6, 2007 (r)
  
4.1
See Amended and Restated Certificate of Incorporation of the Company, as amended, and Amended and Restated Bylaws of the Company relating to the Common Stock, Exhibits 3.1, 3.2 and 3.3 above
  
4.2
Certificate of Designations, dated June 25, 1998, relating to the 9.0% Series A Cumulative Redeemable Preferred Stock (e)
  
4.3
Certificate of Designation, dated April 30, 1999, relating to the Series 1999 Junior Participating Preferred Stock (e)
  
4.4
Terms of Series J Special Common Units of the Operating Partnership, pursuant to Article 4.4 of the Second Amended and Restated Partnership Agreement of the Operating Partnership (e)
  
4.5
Certificate of Designations, dated June 11, 2002, relating to the 8.75% Series B Cumulative Redeemable Preferred Stock (f)
  
4.6
Acknowledgement Regarding Issuance of Partnership Interests and Assumption of Partnership Agreement (h)
  
4.7
Certificate of Designations, dated August 13, 2003, relating to the 7.75% Series C Cumulative Redeemable Preferred Stock (g)
  
4.8
Certificate of Correction of the Certificate of Designations relating to the 7.75% Series C Cumulative Redeemable Preferred Stock (j)
  
4.9
Certificate of Designations, dated December 10, 2004, relating to the 7.375% Series D Cumulative Redeemable Preferred Stock (j)
  
4.9.1
Amended and Restated Certificate of Designations, dated February 25, 2010, relating to the 7.375% Series D Cumulative Redeemable Preferred Stock (bb)
  
4.9.2
Second Amended and Restated Certificate of Designations, dated October 14, 2010, relating to the 7.375% Series D Cumulative Redeemable Preferred Stock (ee)
  
4.10
Terms of the Series S Special Common Units of the Operating Partnership, pursuant to the Third Amendment to the Second Amended and Restated Partnership Agreement of the Operating Partnership (k)
  
 
 
 
4
 
 
Exhibit
Number
  
Description
  
4.11
Terms of the Series L Special Common Units of the Operating Partnership, pursuant to the Fourth Amendment to the Second Amended and Restated Partnership Agreement of the Operating Partnership (n)
  
4.12
Terms of the Series K Special Common Units of the Operating Partnership, pursuant to the First Amendment to the Third Amended and Restated Partnership Agreement of the Operating Partnership (n)
  
10.1
Fourth Amended and Restated Agreement of Limited Partnership of the Operating Partnership, dated November 2, 2010 (ff)
  
10.2
Property Management Agreement between the Operating Partnership and the Management Company (a)
  
10.3
Property Management Agreement relating to Retained Properties (a)
  
10.4
Subscription Agreement relating to purchase of the Common Stock and Preferred Stock of the Management Company (a)
  
10.5.1
CBL & Associates Properties, Inc. Second Amended and Restated Stock Incentive Plan† (dd)
  
10.5.2
Form of Non-Qualified Stock Option Agreement for all participants† (h)
  
10.5.3
Form of Stock Restriction Agreement for restricted stock awards† (h)
  
10.5.4
Form of Stock Restriction agreement for restricted stock awards with annual installment vesting† (i)
  
10.5.5
Form of Stock Restriction Agreement for restricted stock awards in 2004 and 2005† (l)
  
10.5.6
Form of Stock Restriction Agreement for restricted stock awards in 2006 and subsequent years† (q)
  
10.6
Form of Indemnification Agreements between the Company and the Management Company and their officers and directors (a)
  
10.7.1
Employment Agreement for Charles B. Lebovitz† (a)
  
10.7.2
Employment Agreement for John N. Foy† (a)
  
10.7.3
Employment Agreement for Stephen D. Lebovitz† (a)
  
10.7.4
Summary Description of CBL & Associates Properties, Inc. Director Compensation Arrangements† (cc)
  
10.7.5
Summary Description of November 3, 2008 Compensation Committee Action Revising 2008 Executive Bonus Opportunities† (v)
  
 
 
5
 
 
 
Exhibit
Number
Description
  
10.7.6
Summary Description of November 2, 2009 Compensation Committee Action On 2010 Executive Base Salaries and 2009 Executive Bonus Opportunities†(aa)
  
10.7.7
Summary Description of the Company’s 2010 NOI Growth Incentive Plan, as approved by the Board of Directors on December 11, 2009†(aa)
  
10.8.1
Option Agreement relating to certain Retained Properties (a)
  
10.8.2
Option Agreement relating to Outparcels (a)
  
10.9.1
Property Partnership Agreement relating to Hamilton Place (a)
  
10.9.2
Property Partnership Agreement relating to CoolSprings Galleria (a)
  
10.10.1
Acquisition Option Agreement relating to Hamilton Place (a)
  
10.10.2
Acquisition Option Agreement relating to the Hamilton Place Centers (a)
  
10.11.1
Second Amended and Restated Credit Agreement by and among the Operating Partnership and the Company, and Wells Fargo Bank, National Association, et al., dated as of November 2, 2009 (y)
  
10.11.2
Letter Agreement, dated October 19, 2010, concerning Second Amended and Restated Credit Agreement by and among the Operating Partnership and the Company, and Wells Fargo Bank, National Association, et al., dated as of November 2, 2009**
  
10.12.1
Master Contribution Agreement, dated as of September 25, 2000, by and among the Company, the Operating Partnership and the Jacobs entities (c)
  
10.12.2
Amendment to Master Contribution Agreement, dated as of September 25, 2000, by and among the Company, the Operating Partnership and the Jacobs entities (o)
  
10.13.1
Share Ownership Agreement by and among the Company and its related parties and the Jacobs entities, dated as of January 31, 2001 (d)
  
10.13.2
Voting and Standstill Agreement dated as of September 25, 2000 (o)
  
10.13.3
Amendment, effective as of January 1, 2006, to Voting and Standstill Agreement dated as of September 25, 2000 (p)
  
10.14.1
Registration Rights Agreement by and between the Company and the Holders of SCU’s listed on Schedule A thereto, dated as of January 31, 2001 (d)
  
10.14.2
Registration Rights Agreement by and between the Company and Frankel Midland Limited Partnership, dated as of January 31, 2001 (d)
  
10.14.3
Registration Rights Agreement by and between the Company and Hess Abroms Properties of Huntsville, dated as of January 31, 2001 (d)
  
 
 
6
 
 
 
Exhibit
Number
Description
  
10.14.4
Registration Rights Agreement by and between the Company and the Holders of Series S Special Common Units of the Operating Partnership listed on Schedule A thereto, dated July 28, 2004 (k)
  
10.14.5
Form of Registration Rights Agreements between the Company and Certain Holders of Series K Special Common Units of the Operating Partnership, dated as of November 16, 2005 (n)
  
10.15.1
Amended and Restated Loan Agreement between the Operating Partnership, The Lakes Mall, LLC, Lakeshore/Sebring Limited Partnership and First Tennessee Bank National Association, dated April 30, 2008 (u)
  
10.15.2
Amended and Restated Loan Agreement between the Operating Partnership, The Lakes Mall, LLC, Lakeshore/Sebring Limited Partnership and First Tennessee Bank National Association, dated May 15, 2009 (w)
  
10.15.3
Amended and Restated Loan Agreement between the Operating Partnership, The Lakes Mall, LLC, Lakeshore/Sebring Limited Partnership and First Tennessee Bank National Association, dated July 29, 2010 (dd)
  
10.15.4
Amended and Restated Loan Agreement between the Operating Partnership, The Lakes Mall, LLC, Lakeshore/Sebring Limited Partnership and First Tennessee Bank National Association, dated November 2, 2010 (gg)
  
10.16
Amended and Restated Limited Liability Company Agreement of JG Gulf Coast Town Center LLC by and between JG Gulf Coast Member LLC, an Ohio limited liability company and CBL/Gulf Coast, LLC, a Florida limited liability company, dated April 27, 2005 (n)
  
10.17.1
Contribution Agreement and Joint Escrow Instructions between the Company and the owners of Oak Park Mall named therein, dated as of October 17, 2005 (n)
  
10.17.2
First Amendment to Contribution Agreement and Joint Escrow Instructions between the Company and the owners of Oak Park Mall named therein, dated as of November 8, 2005 (n)
  
10.17.3
Contribution Agreement and Joint Escrow Instructions between the Company and the owners of Eastland Mall named therein, dated as of October 17, 2005 (n)
  
10.17.4
First Amendment to Contribution Agreement and Joint  Escrow Instructions between the Company and the owners of Eastland Mall named therein, dated as of November 8, 2005 (n)
  
10.17.5
Purchase and Sale Agreement and Joint Escrow Instructions between the Company and the owners of Hickory Point Mall named therein, dated as of October 17, 2005 (n)
  
10.17.6
Purchase and Sale Agreement and Joint Escrow Instructions between the Company and the owner of Eastland Medical Building, dated as of October 17, 2005 (n)
  
 
 
7
 
 
 
Exhibit
Number
Description
  
10.17.7
Letter Agreement, dated as of October 17, 2005, between the Company and the other parties to the acquisition agreements listed above for Oak Park Mall, Eastland Mall, Hickory Point Mall and Eastland Medical Building (n)
  
10.18.1
Master Transaction Agreement by and among REJ Realty LLC, JG Realty Investors Corp., JG Manager LLC, JG North Raleigh L.L.C., JG Triangle Peripheral South LLC, and the Operating Partnership, effective October 24, 2005 (p)
  
10.18.2
Amended and Restated Limited Liability Company Agreement of Triangle Town Member, LLC by and among CBL Triangle Town Member, LLC and REJ Realty LLC, JG Realty Investors Corp. and JG Manager LLC, effective as of November 16, 2005 (p)
  
10.19.1
Contribution Agreement among Westfield America Limited Partnership, as Transferor, and CW Joint Venture, LLC, as Transferee, and CBL & Associates Limited Partnership, dated August 9, 2007 (s)
  
10.19.2
Contribution Agreement among CBL & Associates Limited Partnership, as Transferor, St. Clair Square, GP, Inc. and CW Joint Venture, LLC, as Transferee, and Westfield America Limited Partnership, dated August 9, 2007 (s)
  
10.19.3
Purchase and Sale Agreement between Westfield America Limited Partnership, as Transferor, and CBL & Associates Limited Partnership, as Transferee, dated August 9, 2007 (s)
  
10.20
Unsecured Credit Agreement, dated November 30, 2007, by and among CBL & Associates Limited Partnership, as Borrower, and CBL & Associates Properties, Inc., as Parent, Wells Fargo Bank, National Association, as administrative agent, U.S. Bank National Association, Bank of America, N.A., and Aareal Bank AG (t)
  
10.21.1
Unsecured Term Loan Agreement, dated April 22, 2008, by and among CBL & Associates Limited Partnership, as Borrower, and CBL & Associates Properties, Inc., as Parent, Wells Fargo Bank, National Association, as Administrative Agent and Lead Arranger, Accrual Capital Corporation, as Syndication Agent, U.S. Bank National Association and Fifth Third Bank (u)
  
10.21.2
Joinder in Unsecured Term Loan Agreement, dated April 30, 2008, by and among CBL & Associates Limited Partnership, as Borrower, and CBL & Associates Properties, Inc., as Parent, Wells Fargo Bank, National Association, as Administrative Agent and Lead Arranger, and Raymond James Bank FSB (u)
  
10.21.3
Joinder in Unsecured Term Loan Agreement, dated May 7, 2008, by and among CBL & Associates Limited Partnership, as Borrower, and CBL & Associates Properties, Inc., as Parent, Wells Fargo Bank, National Association, as Administrative Agent and Lead Arranger, and Regions Bank (u)
  
10.22
Loan Agreement by and among Meridian Mall Limited Partnership, as Borrower, CBL & Associates Limited Partnership, as Guarantor, and CBL & Associates Properties, Inc., as Parent, and Wells Fargo Bank, National Association, as administrative agent, et al. (v)
  
 
 
8
 
 
 
Exhibit
Number
Description
  
10.23
Seventh Amended and Restated Credit Agreement between CBL & Associates Limited Partnership and Wells Fargo Bank, National Association, et al., dated September 28, 2009 (x)
  
12
Computation of Ratio of Earnings to Combined Fixed Charges and Preferred Dividends (gg)
  
14.1
Second Amended And Restated Code Of Business Conduct And Ethics Of CBL & Associates Properties, Inc., CBL & Associates Management, Inc. And Their Affiliates (r)
  
21
Subsidiaries of the Company (gg)
  
23
Consent of Deloitte & Touche LLP (gg)
  
23.2
Consent of Independent Auditors - Deloitte & Touche LLP
  
23.3
Consent of Independent Auditors - Deloitte & Touche LLP
  
31.1
Certification pursuant to Securities Exchange Act Rule 13a-14(a) by the Chief Executive Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
  
31.2
Certification pursuant to Securities Exchange Act Rule 13a-14(a) by the Chief Financial Officer, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
  
32.1
Certification pursuant to Securities Exchange Act Rule 13a-14(b) by the Chief Executive Officer, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  
32.2
Certification pursuant to Securities Exchange Act Rule 13a-14(b) by the Chief Financial Officer as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  
99.1
Financial Statements of JG Gulf Coast Town Center, LLC
  
99.2
Financial Statements of Triangle Town Member, LLC
  
101
The following materials from CBL & Associates Properties, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2010, formatted in XBRL: (i) Consolidated Balance Sheets as of December 31, 2010 and 2009; (ii) Consolidated Statements of Operations for the years ended December 31, 2010, 2009 and 2008; (iii) Consolidated Statements of Equity for the years ended December 31, 2010, 2009 and 2008; (iv) Consolidated Statements of Cash Flows for the years ended December 31, 2010, 2009 and 2008; and (v) Notes to the Consolidated Financial Statements, tagged as blocks of text.** (hh)
  

 
(a)
Incorporated by reference to Post-Effective Amendment No. 1 to the Company's
Registration Statement on Form S-11 (No. 33-67372), as filed with the Commission on
January 27, 1994.*
 
(b)
Incorporated by reference to the Company’s Quarterly Report on Form 10-Q for the quarter
ended June 30, 1998.*
 
 
9
 
(c)
Incorporated by reference from the Company’s Current Report on Form 8-K/A, filed on
October 27, 2000.*
 
(d)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
February 6, 2001.*
 
(e)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2001.*
 
(f)
Incorporated by reference from the Company’s Current Report on Form 8-K, dated June 10,
2002, filed on June 17, 2002.*
 
(g)
Incorporated by reference from the Company’s Registration Statement on Form 8-A, filed
on August 21, 2003.*
 
(h)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2002.*
 
(i)
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2003.*
 
(j)
Incorporated by reference from the Company’s Registration Statement on Form 8-A, filed
on December 10, 2004.*
 
(k)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the
fiscal year ended December 31, 2004.*
 
(l)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on May
13, 2005.*
 
(m)
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2005.*
 
(n)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
November 22, 2005.*
 
(o)
Incorporated by reference from the Company’s Proxy Statement dated December 19, 2000
for the Special Meeting of Shareholders held January 19, 2001.*
 
(p)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2005.*
 
(q)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on May 24, 2006.*
 
(r)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
November 9, 2007.*
 
(s) 
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended September 30, 2007.*
 
(t) 
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2007.*
 
(u) 
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2008.*
 
(v) 
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2008.*
 
(w)
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2009.*
 
(x)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
September 30, 2009.*
 
(y)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
November 5, 2009.*
 
10
 
 
 
(z)
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended September 30, 2009.*
 
(aa)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2009.*
 
(bb)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on March
1, 2010.*
 
(cc)
Incorporated by reference from the Company’s Amendment No. 1 on form 10-K/A to its
Annual Report on Form 10-K for the fiscal year ended December 31, 2009.*
 
(dd)
Incorporated by reference from the Company’s Quarterly Report on Form 10-Q for the
quarter ended June 30, 2010.*
 
(ee)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
October 18, 2010.*
 
(ff)
Incorporated by reference from the Company’s Current Report on Form 8-K, filed on
November 5, 2010.*
 
(gg)
Incorporated by reference from the Company’s Annual Report on Form 10-K for the fiscal
year ended December 31, 2010, filed on March 1, 2011.*
 
(hh)
Incorporated by reference from the Company’s Amendment No. 1 on Form 10-K/A to its
Annual Report on Form 10-K for the fiscal year ended December 31, 2010, filed on March
3, 2011.*
 

 
 
†
A management contract or compensatory plan or arrangement required to be filed pursuant
to Item 15(b) of this report.
 

 
*
Commission File No. 1-12494
 
 
**
In accordance with Regulation S-T, the XBRL-formatted interactive data files that
comprise Exhibit 101 shall be deemed “furnished” and not “filed.”
 


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