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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 30, 2006
CENTRAL FEDERAL CORPORATION
(Exact Name of Registrant as Specified in its Charter)
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| Delaware
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0-25045
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34-1877137 |
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(State or Other Jurisdiction of
Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification Number) |
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| 2923 Smith Road, Fairlawn, Ohio
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44333
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(330) 666-7979 |
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| (Address of Principal Executive Offices)
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(Zip Code)
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(Registrant’s Telephone Number) |
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR
240.13e-4(c)) |
Item 5.04 Temporary Suspension of Trading Under Registrant’s Employee Benefits Plans
On November 27, 2006, the registrant received notice required by section 101(i)(2)(E) of the
Employment Retirement Income Security Act of 1974 as an issuer of employer securities subject to a
blackout period. On November 30, 2006, the registrant notified each director and executive
officer of the blackout period pursuant to the requirements of Section 306(a) of the Sarbanes-Oxley
Act of 2002 and Rule 104 of Regulation BTR.
A copy of the notice to directors and executive officers is included as Exhibit 99.1 to this
report.
Item 9.01 Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
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99.1
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Notice dated November 30, 2006 notifying directors and executive officers of the
blackout period |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Central Federal Corporation
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Date: November 30, 2006
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By:
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/s/ Therese Ann Liutkus |
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Therese Ann Liutkus, CPA
Treasurer and Chief Financial
Officer |