SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported) September 5, 2002.
INTERNATIONAL BUSINESS MACHINES CORPORATION
(Exact name of registrant as specified in its charter)
1-2360 13-0871985
New York (Commission File (I.R.S. Employer
(State of Incorporation) Number) Identification No.)
Armonk, New York 10504
(Address of principal (Zip Code)
executive offices)
Registrant's telephone number, including area code: 914-499-1900
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Item 7. Financial Information, Pro Forma Financial Information and Exhibits.
This Current Report on Form 8-K is being filed to incorporate by
reference into Registration Statement No. 333-37034 on Form S-3,
effective June 20, 2000, the documents included as Exhibits 1, 2, 3 and 4
hereto, relating to $1,700,000,000 aggregate principal amount of debt
securities of the Registrant.
The following exhibits are hereby filed with this report:
Exhibit
Number Description
------- -----------
(1) Underwriting Agreement dated September 5, 2002, among
International Business Machines Corporation, Deutsche
Bank Securities Inc., Banc of America Securities LLC,
Banc One Capital Markets, Inc. and Salomon Smith
Barney Inc.
(2) Form of $1,100,000,000 Floating Rate Notes due 2004.
(3) Underwriting Agreement dated September 5, 2002, among
International Business Machines Corporation, J.P.
Morgan Securities Inc., Morgan Stanley & Co.
Incorporated, ABN AMRO Incorporated, Banc of America
Securities LLC, Banc One Capital Markets, Inc.,
Barclays Capital Inc., BNP Paribas Securities Corp.,
Credit Suisse First Boston Corporation, Deutsche Bank
Securities Inc., Dresdner Kleinwort Wasserstein -
Grantchester, Inc., Goldman, Sachs & Co., HSBC
Securities (USA) Inc., ING Financial Markets LLC,
Lehman Brothers Inc., The Royal Bank of Scotland plc,
Salomon Smith Barney Inc., UBS Warburg LLC, Utendahl
Capital Partners, L.P. and The Williams Capital
Group, L.P.
(4) Form of $600,000,000 4.25% Notes due 2009.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
INTERNATIONAL BUSINESS MACHINES CORPORATION
-------------------------------------------
(Registrant)
By: /s/ Andrew Bonzani
------------------------------------
Name: Andrew Bonzani
Title: Assistant Secretary
Date: September 9, 2002.
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Exhibit Index
Exhibit
Number Description
------- -----------
(1) Underwriting Agreement dated September 5, 2002,
among International Business Machines
Corporation, Deutsche Bank Securities Inc.,
Banc of America Securities LLC, Banc One
Capital Markets, Inc. and Salomon Smith Barney
Inc.
(2) Form of $1,100,000,000 Floating Rate Notes
due 2004.
(3) Underwriting Agreement dated September 5, 2002,
among International Business Machines
Corporation, J.P. Morgan Securities Inc.,
Morgan Stanley & Co. Incorporated, ABN AMRO
Incorporated, Banc of America Securities LLC,
Banc One Capital Markets, Inc., Barclays
Capital Inc., BNP Paribas Securities Corp.,
Credit Suisse First Boston Corporation,
Deutsche Bank Securities Inc., Dresdner
Kleinwort Wasserstein - Grantchester, Inc.,
Goldman, Sachs & Co., HSBC Securities (USA)
Inc., ING Financial Markets LLC, Lehman
Brothers Inc., The Royal Bank of Scotland plc,
Salomon Smith Barney Inc., UBS Warburg LLC,
Utendahl Capital Partners, L.P. and The
Williams Capital Group, L.P.
(4) Form of $600,000,000 4.25% Notes due 2009.