Investment Company Act file number 811-09135
Nuveen New York Dividend Advantage Municipal Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip code)
Jessica R. DroegerVice President and Secretary
333 West Wacker Drive, Chicago, Illinois 60606
(Name and address of agent for service)
Registrant's telephone number, including area code: 312-917-7700
Date of fiscal year end: 09/30
Date of reporting period: 12/31/04
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments
Portfolio of Investments (Unaudited)
Nuveen New York Dividend Advantage Municipal Fund (NAN)
December 31, 2004
Principal |
Optional Call |
Market |
||||
---|---|---|---|---|---|---|
Amount (000) |
Description(1) |
Provisions* |
Ratings** |
Value |
||
Consumer Staples - 6.1% (4.2% of Total Investments) |
||||||
|
||||||
$ | 940 |
Puerto Rico, The Children's Trust Fund, Tobacco Settlement Asset-Backed Refunding Bonds, Series |
5/12 at 100.00 |
BBB |
$ 897,850 |
|
2002, 5.375%, 5/15/33 |
||||||
530 |
Erie County Tobacco Asset Securitization Corporation, New York, Senior Tobacco Settlement |
7/10 at 101.00 |
BBB |
542,185 |
||
Asset-Backed Bonds, Series 2000, 6.000%, 7/15/20 |
||||||
Monroe Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed Bonds, |
||||||
Series 2000: |
||||||
265 |
6.000%, 6/01/15 |
6/10 at 101.00 |
BBB |
274,092 |
||
1,795 |
6.150%, 6/01/25 |
6/10 at 101.00 |
BBB |
1,798,644 |
||
890 |
New York Counties Tobacco Trust I, Tobacco Settlement Pass-Through Bonds, Series 2000, 5.800%, |
6/10 at 101.00 |
BBB |
909,527 |
||
6/01/23 |
||||||
530 |
New York Counties Tobacco Trust II, Tobacco Settlement Pass-Through Bonds, Series 2001, 5.250%, |
6/11 at 101.00 |
BBB |
517,397 |
||
6/01/25 |
||||||
440 |
Rensselaer Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed |
6/12 at 100.00 |
BBB |
419,294 |
||
Bonds, Series 2001A, 5.200%, 6/01/25 |
||||||
2,250 |
TSASC Inc., New York, Tobacco Flexible Amortization Bonds, Series 1999-1, 6.250%, 7/15/27 |
7/09 at 101.00 |
BBB |
2,283,503 |
||
1,250 |
Westchester Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed |
7/10 at 101.00 |
BBB |
1,275,700 |
||
Bonds, Series 1999, 6.750%, 7/15/29 |
||||||
Education and Civic Organizations - 21.7% (14.9% of Total Investments) |
||||||
Kenmore Housing Authority, New York, Revenue Bonds, State University of New York at Buffalo Student |
||||||
Apartment Project, Series 1999A: |
||||||
3,050 |
5.500%, 8/01/19 - RAAI Insured |
8/09 at 102.00 |
AA |
3,277,957 |
||
2,750 |
5.500%, 8/01/24 - RAAI Insured |
8/09 at 102.00 |
AA |
2,935,267 |
||
3,070 |
Monroe County Industrial Development Agency, New York, Civic Facility Revenue Bonds, St. John |
6/09 at 102.00 |
AA |
3,250,332 |
||
Fisher College, Series 1999, 5.375%, 6/01/24 - RAAI Insured |
||||||
500 |
New York City Trust for Cultural Resources, New York, Revenue Bonds, Museum of American Folk Art, |
7/10 at 101.00 |
A |
543,920 |
||
Series 2000, 6.000%, 7/01/22 - ACA Insured |
||||||
330 |
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, St. Francis |
10/14 at 100.00 |
A- |
334,016 |
||
College, Series 2004, 5.000%, 10/01/34 |
||||||
1,800 |
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, YMCA of |
2/11 at 100.00 |
A- |
1,862,838 |
||
Greater New York, Series 2002, 5.250%, 8/01/21 |
||||||
3,500 |
New York State Dormitory Authority, Lease Revenue Bonds, State University Dormitory |
7/09 at 101.00 |
AA- |
3,804,815 |
||
Facilities, Series 1999B, 5.375%, 7/01/19 |
||||||
1,000 |
New York State Dormitory Authority, Lease Revenue Bonds, State University Dormitory |
No Opt. Call |
AAA |
1,107,170 |
||
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) - XLCA Insured |
||||||
2,500 |
New York State Dormitory Authority, Insured Revenue Bonds, Rochester Institute of |
7/07 at 101.00 |
AAA |
2,655,225 |
||
Technology, Series 1997, 5.250%, 7/01/22 - MBIA Insured |
||||||
1,000 |
New York State Dormitory Authority, Insured Revenue Bonds, Siena College, Series 1997, |
7/07 at 102.00 |
AAA |
1,096,520 |
||
5.700%, 7/01/17 - MBIA Insured |
||||||
500 |
New York State Dormitory Authority, Revenue Bonds, Fashion Institute of Technology, |
7/10 at 101.00 |
AAA |
549,875 |
||
Series 2000, 5.375%, 7/01/20 - FSA Insured |
||||||
3,000 |
New York State Dormitory Authority, Revenue Bonds, University of Rochester, Series 1999A, |
7/09 at 101.00 |
A+ |
3,284,640 |
||
5.500%, 7/01/16 |
||||||
500 |
New York State Dormitory Authority, Insured Revenue Bonds, Pace University, Series 2000, |
7/10 at 101.00 |
AAA |
568,330 |
||
6.000%, 7/01/29 - MBIA Insured |
||||||
New York State Dormitory Authority, Revenue Bonds, Pratt Institute, Series 1999: |
||||||
1,750 |
6.000%, 7/01/20 - RAAI Insured |
7/09 at 102.00 |
AA |
1,973,545 |
||
750 |
6.000%, 7/01/28 - RAAI Insured |
7/09 at 102.00 |
AA |
831,150 |
||
1,250 |
New York State Dormitory Authority, Revenue Bonds, Marymount Manhattan College, Series |
7/09 at 101.00 |
AA |
1,365,788 |
||
1999, 6.250%, 7/01/29 - RAAI Insured |
||||||
1,500 |
Niagara County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Niagara |
11/11 at 101.00 |
AA |
1,598,895 |
||
University, Series 2001A, 5.350%, 11/01/23 - RAAI Insured |
||||||
600 |
Utica Industrial Development Agency, New York, Revenue Bonds, Utica College, Series 2004A, 6.875%, |
6/09 at 101.00 |
N/R |
637,104 |
||
12/01/34 |
||||||
Healthcare - 32.7% (22.4% of Total Investments) |
||||||
|
||||||
Albany Industrial Development Agency, New York, Revenue Bonds, Albany Medical Center, Series 1999: |
||||||
1,120 |
6.000%, 5/01/19 |
5/09 at 101.00 |
N/R |
1,133,989 |
||
1,460 |
6.000%, 5/01/29 |
5/09 at 101.00 |
N/R |
1,416,813 |
||
1,750 |
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds, Series |
2/13 at 100.00 |
AAA |
1,882,125 |
||
2003A, 5.250%, 2/15/22 - AMBAC Insured |
||||||
250 |
New York State Dormitory Authority, Revenue Bonds, Nyack Hospital, Series 1996, 6.250%, |
7/06 at 102.00 |
Ba3 |
246,895 |
||
7/01/13 |
||||||
New York State Dormitory Authority, Insured Revenue Bonds, Franciscan Health Partnership |
||||||
Obligated Group - Frances Shervier Home and Hospital, Series 1997: |
||||||
2,000 |
5.500%, 7/01/17 - RAAI Insured |
7/07 at 102.00 |
AA |
2,163,520 |
||
2,000 |
5.500%, 7/01/27 - RAAI Insured |
7/07 at 102.00 |
AA |
2,140,760 |
||
625 |
New York State Dormitory Authority, FHA-Insured Mortgage Revenue Bonds, Montefiore |
2/15 at 100.00 |
AAA |
643,694 |
||
Hospital, Series 2004, 5.000%, 8/01/29 - FGIC Insured |
||||||
2,470 |
New York State Dormitory Authority, Revenue Bonds, New York and Presbyterian Hospital, |
8/14 at 100.00 |
AAA |
2,756,915 |
||
Series 2004A, 5.250%, 8/15/15 - FSA Insured |
||||||
600 |
New York State Dormitory Authority, Revenue Bonds, Winthrop-South Nassau University |
7/13 at 100.00 |
Baa1 |
621,828 |
||
Hospital Association, Series 2003A, 5.500%, 7/01/32 |
||||||
500 |
New York State Dormitory Authority, Revenue Bonds, South Nassau Communities Hospital, |
7/13 at 100.00 |
Baa1 |
528,125 |
||
Series 2003B, 5.500%, 7/01/23 |
||||||
New York State Dormitory Authority, FHA-Insured Mortgage Hospital Revenue Bonds, Victory |
||||||
Memorial Hospital, Series 1999: |
||||||
2,225 |
5.250%, 8/01/15 - MBIA Insured |
8/09 at 101.00 |
AAA |
2,375,566 |
||
2,000 |
5.375%, 8/01/25 - MBIA Insured |
8/09 at 101.00 |
AAA |
2,109,660 |
||
4,850 |
New York State Dormitory Authority, Secured Hospital Revenue Refunding Bonds, Wyckoff |
2/08 at 101.50 |
AAA |
5,240,183 |
||
Heights Medical Center, Series 1998H, 5.300%, 8/15/21 - MBIA Insured |
||||||
2,550 |
New York State Dormitory Authority, FHA-Insured Mortgage Hospital Revenue Bonds, Memorial |
2/09 at 101.00 |
AAA |
2,687,139 |
||
Hospital of William F. and Gertrude F. Jones Inc., Series 1999, 5.250%, 8/01/19 - MBIA Insured |
||||||
4,825 |
New York State Dormitory Authority, FHA-Insured Mortgage Hospital Revenue Bonds, |
8/09 at 101.00 |
AAA |
5,067,842 |
||
Montefiore Medical Center, Series 1999, 5.450%, 8/01/29 - AMBAC Insured |
||||||
1,575 |
New York State Dormitory Authority, Revenue Bonds, Mount Sinai NYU Health Obligated |
7/10 at 101.00 |
Ba1 |
1,649,167 |
||
Group, Series 2000A, 6.500%, 7/01/25 |
||||||
2,000 |
New York State Dormitory Authority, Revenue Bonds, Catholic Health Services of Long |
7/10 at 101.00 |
Baa1 |
2,227,760 |
||
Island Obligated Group, St. Catherine of Siena Medical Center, Series 2000A, 6.500%, 7/01/20 |
||||||
1,000 |
New York State Dormitory Authority, Revenue Bonds, Mount Sinai NYU Health Obligated |
2/05 at 100.00 |
BBB- |
1,001,030 |
||
Group, Series 2002C, 6.000%, 7/01/26 |
||||||
4,000 |
Ulster County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Kingston |
11/09 at 101.00 |
A2 |
4,179,240 |
||
Hospital, Series 1999, 5.650%, 11/15/24 |
||||||
3,825 |
Yates County Industrial Development Agency, New York, FHA-Insured Civic Facility Mortgage Revenue |
8/09 at 101.00 |
AA+ |
4,164,622 |
||
Bonds, Soldiers and Sailors Memorial Hospital, Series 1999A, 5.650%, 2/01/39 |
||||||
650 |
Yonkers Industrial Development Agency, New York, Revenue Bonds, St. John's Riverside Hospital, |
7/11 at 101.00 |
BB |
664,242 |
||
Series 2001A, 7.125%, 7/01/31 |
||||||
2,805 |
Yonkers Industrial Development Agency, New York, FHA-Insured Mortgage Revenue Bonds, Michael Malotz |
2/09 at 101.00 |
AAA |
2,930,608 |
||
Skilled Nursing Pavilion, Series 1999, 5.450%, 2/01/29 - MBIA Insured |
||||||
Housing/Multifamily - 2.8% (1.9% of Total Investments) |
||||||
|
||||||
940 |
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds, Series |
11/10 at 101.00 |
AA |
1,000,066 |
||
2000A, 5.850%, 11/01/20 (Alternative Minimum Tax) |
||||||
3,000 |
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds, Series |
5/11 at 101.00 |
AA |
3,109,560 |
||
2001A, 5.500%, 11/01/31 |
||||||
Housing/Single Family - 2.9% (2.0% of Total Investments) |
||||||
|
||||||
645 |
Guam Housing Corporation, Single Family Mortgage Revenue Bonds, Mortgage-Backed Securities Program, |
No Opt. Call |
AAA |
711,209 |
||
Series 1998A, 5.750%, 9/01/31 (Alternative Minimum Tax) |
||||||
2,555 |
New York State Mortgage Agency, Homeowner Mortgage Revenue Bonds, Series 82, 5.650%, 4/01/30 |
10/09 at 100.00 |
Aa1 |
2,680,757 |
||
(Alternative Minimum Tax) |
||||||
840 |
New York State Mortgage Agency, Mortgage Revenue Bonds, Thirty-Third Series A, 4.750%, 4/01/23 |
4/13 at 101.00 |
Aaa |
851,180 |
||
(Alternative Minimum Tax) |
||||||
Long-Term Care - 2.9% (2.0% of Total Investments) |
||||||
|
||||||
Appleridge Retirement Community Inc., New York, GNMA Collateralized Mortgage Revenue Bonds, Series |
||||||
1999: |
||||||
1,150 |
5.700%, 9/01/31 |
9/09 at 102.00 |
Aaa |
1,262,585 |
||
1,250 |
5.750%, 9/01/41 |
9/09 at 102.00 |
Aaa |
1,374,350 |
||
745 |
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Special Needs |
7/10 at 102.00 |
N/R |
804,257 |
||
Facilities Pooled Program, Series 2000, 8.125%, 7/01/19 |
||||||
750 |
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Special Needs |
7/11 at 101.00 |
N/R |
785,318 |
||
Facilities Pooled Program, Series 2001A-1, 7.250%, 7/01/16 |
||||||
Tax Obligation/General - 14.3% (9.8% of Total Investments) |
||||||
|
||||||
Monticello Central School District, Sullivan County, New York, General Obligation Bonds, Series |
||||||
2000: |
||||||
300 |
6.000%, 6/15/18 - FGIC Insured |
6/09 at 101.00 |
AAA |
341,988 |
||
335 |
6.000%, 6/15/19 - FGIC Insured |
6/09 at 101.00 |
AAA |
381,887 |
||
300 |
6.000%, 6/15/20 - FGIC Insured |
6/09 at 101.00 |
AAA |
341,988 |
||
5,000 |
New York City, New York, General Obligation Bonds, Fiscal Series 1999J, 5.125%, 5/15/29 - MBIA |
5/09 at 101.00 |
AAA |
5,152,650 |
||
Insured |
||||||
1,125 |
New York City, New York, General Obligation Bonds, Fiscal Series 2004B, 5.250%, 8/01/15 |
8/14 at 100.00 |
A |
1,234,395 |
||
1,000 |
New York City, New York, General Obligation Bonds, Fiscal Series 2004C, 5.250%, 8/15/16 |
8/14 at 100.00 |
A |
1,092,710 |
||
800 |
Northern Mariana Islands, General Obligation Bonds, Series 2000A, 6.000%, 6/01/20 - ACA Insured |
6/10 at 100.00 |
A |
854,504 |
||
Orange County, New York, General Obligation Bonds, Series 1997: |
||||||
3,040 |
5.125%, 9/01/22 |
9/07 at 101.00 |
Aa1 |
3,230,547 |
||
1,195 |
5.125%, 9/01/23 |
9/07 at 101.00 |
Aa1 |
1,269,903 |
||
Rochester, New York, General Obligation Bonds, Series 1999: |
||||||
720 |
5.250%, 10/01/18 - MBIA Insured |
No Opt. Call |
AAA |
823,061 |
||
720 |
5.250%, 10/01/19 - MBIA Insured |
No Opt. Call |
AAA |
823,399 |
||
2,280 |
Rockland County, New York, General Obligation Bonds, Series 1999, 5.600%, 10/15/16 |
10/09 at 101.00 |
AA- |
2,570,974 |
||
Rye City School District, Westchester County, New York, General Obligation Bonds, Series 1999: |
||||||
520 |
5.600%, 8/15/17 |
8/08 at 101.00 |
Aaa |
578,297 |
||
535 |
5.600%, 8/15/18 |
5/08 at 101.00 |
Aaa |
594,979 |
||
535 |
5.600%, 8/15/19 |
8/08 at 101.00 |
Aaa |
594,979 |
||
1,000 |
Yonkers, New York, General Obligation Bonds, School Issue, Series 1999C, 5.000%, 6/01/19 - FGIC |
6/09 at 101.00 |
AAA |
1,081,270 |
||
Insured |
||||||
Tax Obligation/Limited - 26.7% (18.3% of Total Investments) |
||||||
|
||||||
1,000 |
Battery Park City Authority, New York, Senior Revenue Bonds, Series 2003A, 5.250%, 11/01/21 |
11/13 at 100.00 |
AAA |
1,096,800 |
||
550 |
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo City |
5/14 at 100.00 |
AAA |
624,096 |
||
School District, Series 2004, 5.750%, 5/01/26 (DD, settling 1/03/05) - FSA Insured |
||||||
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds, Series |
||||||
2002A: |
||||||
1,700 |
5.750%, 1/01/17 |
No Opt. Call |
AA- |
1,973,411 |
||
1,000 |
5.125%, 1/01/29 |
7/12 at 100.00 |
AA- |
1,028,830 |
||
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2002A: |
||||||
2,000 |
5.250%, 11/15/25 - FSA Insured |
11/12 at 100.00 |
AAA |
2,161,840 |
||
2,000 |
5.000%, 11/15/30 |
11/12 at 100.00 |
AA- |
2,038,340 |
||
1,130 |
Monroe Newpower Corporation, New York, Power Facilities Revenue Bonds, Series 2003, 5.500%, |
1/13 at 102.00 |
BBB |
1,167,753 |
||
1/01/34 |
||||||
2,180 |
Nassau County Interim Finance Authority, New York, Sales and Use Tax Revenue Bonds, Series 2004H, |
No Opt. Call |
AAA |
2,460,740 |
||
5.250%, 11/15/13 - AMBAC Insured |
||||||
1,670 |
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series |
2/13 at 100.00 |
AA+ |
1,750,795 |
||
2003E, 5.000%, 2/01/23 |
||||||
2,000 |
New York State Dormitory Authority, Court Facilities Lease Revenue Bonds, Series 1999, |
5/10 at 101.00 |
AAA |
2,236,200 |
||
5.750%, 5/15/30 - AMBAC Insured |
||||||
210 |
New York State Dormitory Authority, Revenue Bonds, Mental Health Services Facilities |
8/10 at 100.00 |
AAA |
237,245 |
||
Improvements, Series 2000D, 5.875%, 8/15/18 - FSA Insured |
||||||
1,000 |
New York State Environmental Facilities Corporation, Infrastructure Revenue Bonds, Series 2003A, |
3/14 at 100.00 |
AA- |
1,063,240 |
||
5.000%, 3/15/21 |
||||||
1,000 |
New York State Dormitory Authority, Service Contract Bonds, Child Care Facilities |
4/12 at 100.00 |
AA- |
1,078,880 |
||
Development Program, Series 2002, 5.375%, 4/01/19 |
||||||
600 |
New York State Dormitory Authority, Revenue Bonds, State Personal Income Tax, Series |
3/13 at 100.00 |
AA |
654,774 |
||
2003A, 5.375%, 3/15/22 |
||||||
1,000 |
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series |
4/13 at 100.00 |
AAA |
1,081,560 |
||
2003A, 5.250%, 4/01/23 - MBIA Insured |
||||||
2,000 |
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General, Series 2004, |
4/14 at 100.00 |
AAA |
2,149,240 |
||
5.000%, 4/01/20 - MBIA Insured |
||||||
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local |
||||||
Government Assistance Corporation, Series 2004A: |
||||||
1,100 |
5.000%, 10/15/25 - MBIA Insured |
10/14 at 100.00 |
AAA |
1,160,478 |
||
810 |
5.000%, 10/15/26 - MBIA Insured |
10/14 at 100.00 |
AAA |
849,909 |
||
875 |
5.000%, 10/15/29 - AMBAC Insured |
10/14 at 100.00 |
AAA |
907,515 |
||
3,345 |
Suffolk County Judicial Facilities Agency, New York, Service Agreement Revenue Bonds, John P. |
10/09 at 101.00 |
AAA |
3,692,278 |
||
Colahan Court Complex, Series 1999, 5.250%, 10/15/15 - AMBAC Insured |
||||||
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and State |
||||||
Contingency Contract-Backed Bonds, Series 2003A-1: |
||||||
2,000 |
5.250%, 6/01/20 - AMBAC Insured |
6/13 at 100.00 |
AAA |
2,173,380 |
||
2,000 |
5.250%, 6/01/22 - AMBAC Insured |
6/13 at 100.00 |
AAA |
2,153,400 |
||
1,000 |
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and State |
6/13 at 100.00 |
AA- |
1,096,160 |
||
Contingency Contract-Backed Bonds, Series 2003B-1C, 5.500%, 6/01/21 |
||||||
United Nations Development Corporation, New York, Senior Lien Revenue Bonds, Series 2004A: |
||||||
500 |
5.250%, 7/01/23 |
1/08 at 100.00 |
A3 |
527,850 |
||
500 |
5.250%, 7/01/24 |
1/08 at 100.00 |
A3 |
527,850 |
||
750 |
Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Notes, Series 1999A, 6.500%, |
10/10 at 101.00 |
BBB |
865,583 |
||
10/01/24 |
||||||
Yonkers Industrial Development Agency, New York, Revenue Bonds, Community Development Properties - |
||||||
Yonkers Inc. Project, Series 2001A: |
||||||
750 |
6.250%, 2/01/16 |
2/11 at 100.00 |
BBB- |
819,765 |
||
1,400 |
6.625%, 2/01/26 |
2/11 at 100.00 |
BBB- |
1,508,486 |
||
Transportation - 6.9% (4.8% of Total Investments) |
||||||
|
||||||
700 |
Albany Parking Authority, New York, Revenue Bonds, Series 2001A, 5.625%, 7/15/25 |
7/11 at 101.00 |
BBB+ |
743,659 |
||
1,000 |
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds, Series |
11/12 at 100.00 |
AAA |
1,068,670 |
||
2002A, 5.125%, 11/15/22 - FGIC Insured |
||||||
1,000 |
New York City Industrial Development Agency, New York, Special Facilities Revenue Bonds, JFK |
8/12 at 101.00 |
CCC |
817,760 |
||
Airport - American Airlines Inc., Series 2002B, 8.500%, 8/01/28 (Alternative Minimum Tax) |
||||||
500 |
Niagara Frontier Airport Authority, New York, Airport Revenue Bonds, Buffalo Niagara International |
4/09 at 101.00 |
AAA |
529,540 |
||
Airport, Series 1999A, 5.625%, 4/01/29 (Alternative Minimum Tax) - MBIA Insured |
||||||
3,000 |
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Twentieth Series |
10/07 at 101.00 |
AAA |
3,221,940 |
||
2000, 5.750%, 10/15/26 (Alternative Minimum Tax) - MBIA Insured |
||||||
1,000 |
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Series 2001A, |
1/12 at 100.00 |
AA- |
1,101,300 |
||
5.250%, 1/01/16 |
||||||
2,500 |
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Refunding Bonds, Series |
11/12 at 100.00 |
AA- |
2,643,925 |
||
2002B, 5.000%, 11/15/21 |
||||||
U.S. Guaranteed *** - 14.5% (9.9% of Total Investments) |
||||||
|
||||||
1,250 |
Metropolitan Transportation Authority, New York, Commuter Facilities Revenue Bonds, Series 1997B, |
7/07 at 102.00 |
AAA |
1,332,750 |
||
5.000%, 7/01/20 - AMBAC Insured |
||||||
5,520 |
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A, 5.250%, |
10/14 at 100.00 |
AAA |
6,309,415 |
||
4/01/23 (Pre-refunded to 10/01/14) - FSA Insured |
||||||
Nassau County, New York, General Obligation Improvement Bonds, Series 2000E: |
||||||
1,400 |
6.000%, 3/01/17 (Pre-refunded to 3/01/10) - FSA Insured |
3/10 at 100.00 |
AAA |
1,602,384 |
||
740 |
6.000%, 3/01/19 (Pre-refunded to 3/01/10) - FSA Insured |
3/10 at 100.00 |
AAA |
846,974 |
||
2,500 |
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds, Series 2000A, |
11/10 at 100.00 |
AAA |
2,887,175 |
||
5.750%, 11/15/16 (Pre-refunded to 11/15/10) - MBIA Insured |
||||||
1,000 |
New York State Dormitory Authority, Lease Revenue Bonds, State University Dormitory |
7/09 at 101.00 |
AAA |
1,132,910 |
||
Facilities, Series 1999C, 5.500%, 7/01/29 (Pre-refunded to 7/01/09) - MBIA Insured |
||||||
1,750 |
New York State Dormitory Authority, Revenue Bonds, Mental Health Services Facilities |
8/10 at 100.00 |
AAA |
2,014,320 |
||
Improvements, Series 2000D, 5.875%, 8/15/18 (Pre-refunded to 8/15/10) - FSA Insured |
||||||
1,000 |
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, State |
3/12 at 100.00 |
AA*** |
1,125,010 |
||
Facilities and Equipment, Series 2002A, 5.125%, 3/15/27 (Pre-refunded to 3/15/12) |
||||||
Rye City School District, Westchester County, New York, General Obligation Bonds, Series 1999: |
||||||
130 |
5.600%, 8/15/17 (Pre-refunded to 8/15/08) |
8/08 at 101.00 |
Aaa |
145,852 |
||
140 |
5.600%, 8/15/18 (Pre-refunded to 8/15/08) |
8/08 at 101.00 |
Aaa |
157,072 |
||
140 |
5.600%, 8/15/19 (Pre-refunded to 8/15/08) |
8/08 at 101.00 |
Aaa |
157,072 |
||
3,000 |
Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Series 1997A, |
1/22 at 100.00 |
AA-*** |
3,421,380 |
||
5.250%, 1/01/28 (Pre-refunded to 1/01/22) |
||||||
Utilities - 10.5% (7.2% of Total Investments) |
||||||
|
||||||
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 1998A: |
||||||
4,800 |
5.125%, 12/01/22 - FSA Insured |
6/08 at 101.00 |
AAA |
5,154,288 |
||
4,575 |
5.250%, 12/01/26 - MBIA Insured |
6/08 at 101.00 |
AAA |
4,884,956 |
||
2,000 |
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2003C, |
9/13 at 100.00 |
AAA |
2,179,100 |
||
5.000%, 9/01/15 - CIFG Insured |
||||||
2,000 |
New York State Power Authority, General Revenue Bonds, Series 2000A, 5.250%, 11/15/30 |
11/10 at 100.00 |
Aa2 |
2,101,060 |
||
955 |
Suffolk County Industrial Development Agency, New York, Revenue Bonds, Nissequogue Cogeneration |
No Opt. Call |
N/R |
976,096 |
||
Partners Facility, Series 1998, 4.875%, 1/01/08 (Alternative Minimum Tax) |
||||||
Water and Sewer - 3.8% (2.6% of Total Investments) |
||||||
|
||||||
2,000 |
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue Bonds, |
6/10 at 101.00 |
AA+ |
2,162,520 |
||
Fiscal Series 2001A, 5.500%, 6/15/33 |
||||||
1,130 |
New York City Municipal Water Finance Authority, New York, Water and Sewerage System Revenue Bonds, |
6/12 at 100.00 |
AA+ |
1,247,132 |
||
Fiscal Series 2003A, 5.375%, 6/15/19 |
||||||
1,955 |
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving |
11/12 at 100.00 |
AAA |
2,152,514 |
||
Funds Revenue Bonds, Pooled Loan Issue, Series 2002F, 5.250%, 11/15/17 |
||||||
$ | 198,355 |
Total Long-Term Investments (cost $198,176,585) - 145.8% |
213,177,287 |
|||
Other Assets Less Liabilities - 1.4% |
2,053,956 |
|||||
Preferred Shares, at Liquidation Value - (47.2)% |
(69,000,000) |
|||||
Net Assets Applicable to Common Shares - 100% |
$146,231,243 |
|||||
(1) |
All percentages shown in the Portfolio of Investments are based on net assets applicable to Common shares |
||
unless otherwise noted. |
|||
* |
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There |
||
may be other call provisions at varying prices at later dates. |
|||
** |
Ratings: Using the higher of Standard & Poor's or Moody's rating. |
||
*** |
Securities are backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency |
||
securities which ensures the timely payment of principal and interest. Such securities are normally considered |
|||
to be equivalent to AAA rated securities. |
|||
N/R |
Investment is not rated. |
||
(DD) |
Security purchased on a delayed delivery basis. |
||
Income Tax Information |
|||
The following information is presented on an income tax basis. Differences between amounts for financial statement |
|||
and federal income tax purposes are primarily due to timing differences in recognizing income on taxable market |
|||
discount securities and timing differences in recognizing certain gains and losses on security transactions. |
|||
At December 31, 2004, the cost of investments was $198,063,336. |
|||
Gross unrealized appreciation and gross unrealized depreciation of investments at December 31, 2004, were as |
|||
follows: |
|||
Gross unrealized: |
|||
Appreciation |
$15,358,275 |
||
Depreciation |
(244,324) |
||
Net unrealized appreciation of investments |
$15,113,951 |
||
Item 2. Controls and Procedures.
Item 3. Exhibits.
File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: EX-99 CERT Attached hereto.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Nuveen New York Dividend Advantage Municipal Fund
By (Signature and Title)* /s/ Jessica R. Droeger--Vice President and Secretary
Date 02/28/05
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title)* /s/ Gifford R. Zimmerman--Chief Administrative Officer (principal executive officer)
Date 02/28/05
By (Signature and Title)* /s/ Stephen D. Foy--Vice President and Controller (principal financial officer)
Date 02/28/05
* Print the name and title of each signing officer under his or her signature.